But,atanyrate,ithascomeaboutthatthemembersofthegoverningclassarequiteafraidofenlargingonmilitarytopics,ordosoonlyinashamefacedmanner.Ifanyareboldenoughtodiscussthesubject,theyareatoncesetdownaseccentricindividualsofcoarseandbrutalpropensities.
  Thisisanextraordinaryinstanceinwhich,throughsheerlackofreasoning,menunhappilylosesightoffundamentalprinciples.
  WhentheDukeofChouwasministerunderCh`engWang,heregulatedceremoniesandmademusic,andveneratedtheartsofscholarshipandlearning;yetwhenthebarbariansoftheRiverHuairevolted,[60]hesalliedforthandchastisedthem.WhenConfuciusheldofficeundertheDukeofLu,andameetingwasconvenedatChia—ku,[61]hesaid:"Ifpacificnegotiationsareinprogress,warlikepreparationsshouldhavebeenmadebeforehand."HerebukedandshamedtheMarquisofCh`i,whocoweredunderhimanddarednotproceedtoviolence.HowcanitbesaidthatthesetwogreatSageshadnoknowledgeofmilitarymatters?
  WehaveseenthatthegreatChuHsiheldSunTzuinhighesteem.HealsoappealstotheauthorityoftheClassics:——
  OurMasterConfucius,answeringDukeLingofWei,said:
  "Ihaveneverstudiedmattersconnectedwitharmiesandbattalions."[62]ReplyingtoK`ungWen—tzu,hesaid:I
  havenotbeeninstructedaboutbuff—coatsandweapons."ButifweturntothemeetingatChia—ku,wefindthatheusedarmedforceagainstthemenofLai,sothatthemarquisofCh`iwasoverawed.Again,whentheinhabitantsofPirevolted,theorderedhisofficerstoattackthem,whereupontheyweredefeatedandfledinconfusion.Heonceutteredthewords:"IfIfight,Iconquer."[63]AndJanYualsosaid:"TheSageexercisesbothcivilandmilitaryfunctions."[64]CanitbeafactthatConfuciusneverstudiedorreceivedinstructionintheartofwar?Wecanonlysaythathedidnotspeciallychoosemattersconnectedwitharmiesandfightingtobethesubjectofhisteaching.
  SunHsing—yen,theeditorofSunTzu,writesinsimilarstrain:——
  Confuciussaid:"Iamunversedinmilitarymatters."
  [65]Healsosaid:"IfIfight,Iconquer."Confuciusorderedceremoniesandregulatedmusic.NowwarconstitutesoneofthefiveclassesofStateceremonial,[66]andmustnotbetreatedasanindependentbranchofstudy.Hence,thewords"Iamunversedin"mustbetakentomeanthattherearethingswhichevenaninspiredTeacherdoesnotknow.Thosewhohavetoleadanarmyanddevisestratagems,mustlearntheartofwar.ButifonecancommandtheservicesofagoodgenerallikeSunTzu,whowasemployedbyWuTzu—hsu,thereisnoneedtolearnitoneself.HencetheremarkaddedbyConfucius:"IfIfight,Iconquer."
  Themenofthepresentday,however,willfullyinterpretthesewordsofConfuciusintheirnarrowestsense,asthoughhemeantthatbooksontheartofwarwerenotworthreading.
  Withblindpersistency,theyadducetheexampleofChaoKua,whoporedoverhisfather’sbookstonopurpose,[67]asaproofthatallmilitarytheoryisuseless.Again,seeingthatbooksonwarhavetodowithsuchthingsasopportunismindesigningplans,andtheconversionofspies,theyholdthattheartisimmoralandunworthyofasage.Thesepeopleignorethefactthatthestudiesofourscholarsandtheciviladministrationofourofficialsalsorequiresteadyapplicationandpracticebeforeefficiencyisreached.Theancientswereparticularlycharyofallowingmerenovicestobotchtheirwork.[68]Weaponsarebaneful[69]andfightingperilous;anduselessunlessageneralisinconstantpractice,heoughtnottohazardothermen’slivesinbattle.
  [70]HenceitisessentialthatSunTzu’s13chaptersshouldbestudied.
  HsiangLiangusedtoinstructhisnephewChi[71]intheartofwar.Chigotaroughideaoftheartinitsgeneralbearings,butwouldnotpursuehisstudiestotheirproperoutcome,theconsequencebeingthathewasfinallydefeatedandoverthrown.Hedidnotrealizethatthetricksandartificesofwararebeyondverbalcomputation.DukeHsiangofSungandKingYenofHsuwerebroughttodestructionbytheirmisplacedhumanity.Thetreacherousandunderhandnatureofwarnecessitatestheuseofguileandstratagemsuitedtotheoccasion.ThereisacaseonrecordofConfuciushimselfhavingviolatedanextortedoath,[72]andalsoofhishavinglefttheSungStateindisguise.[73]CanwethenrecklesslyarraignSunTzufordisregardingtruthandhonesty?
  Bibliography————
  ThefollowingaretheoldestChinesetreatisesonwar,afterSunTzu.ThenotesoneachhavebeendrawnprincipallyfromtheSSUK`UCH`UANSHUCHIENMINGMULU,ch.9,fol.22sqq.
  1.WUTZU,in1CHUANor6chapters.ByWuCh`i(d.381
  B.C.).Agenuinework.SeeSHIHCHI,ch.65.
  2.SSU—MAFA,in1CHUANor5chapters.WronglyattributedtoSsu—maJang—chuofthe6thcenturyB.C.Itsdate,however,mustbeearly,asthecustomsofthethreeancientdynastiesareconstantlytobemetwithinitspages.SeeSHIHCHI,ch.64.
  TheSSUK`UCH`UANSHU(ch.99,f.1)remarksthattheoldestthreetreatisesonwar,SUNTZU,WUTZUandSSU—MAFA,are,generallyspeaking,onlyconcernedwiththingsstrictlymilitary——theartofproducing,collecting,traininganddrillingtroops,andthecorrecttheorywithregardtomeasuresofexpediency,layingplans,transportofgoodsandthehandlingofsoldiers——instrongcontrasttolaterworks,inwhichthescienceofwarisusuallyblendedwithmetaphysics,divinationandmagicalartsingeneral.
  3.LIUT`AO,in6CHUAN,or60chapters.AttributedtoLuWang(orLuShang,alsoknownasT`aiKung)ofthe12thcenturyB.C.[74]ButitsstyledoesnotbelongtotheeraoftheThreeDynasties.LuTe—ming(550—625A.D.)mentionsthework,andenumeratestheheadingsofthesixsectionssothattheforgerycannothavebeenlaterthanSuidynasty.
  4.WEILIAOTZU,in5CHUAN.AttributedtoWeiLiao(4thcent.B.C.),whostudiedunderthefamousKuei—kuTzu.Theworkappearstohavebeenoriginallyin31chapters,whereasthetextwepossesscontainsonly24.Itsmatterissoundenoughinthemain,thoughthestrategicaldevicesdifferconsiderablyfromthoseoftheWarringStatesperiod.Itisbeenfurnishedwithacommentarybythewell—knownSungphilosopherChangTsai.
  5.SANLUEH,in3CHUAN.AttributedtoHuang—shihKung,alegendarypersonagewhoissaidtohavebestoweditonChangLiang(d.187B.C.)inaninterviewonabridge.Buthereagain,thestyleisnotthatofworksdatingfromtheCh`inorHanperiod.TheHanEmperorKuangWu[25—57A.D.]apparentlyquotesfromitinoneofhisproclamations;butthepassageinquestionmayhavebeeninsertedlateron,inordertoprovethegenuinenessofthework.WeshallnotbefaroutifwereferittotheNorthernSungperiod[420—478A.D.],orsomewhatearlier.
  6.LIWEIKUNGWENTUI,in3sections.WrittenintheformofadialoguebetweenT`aiTsungandhisgreatgeneralLiChing,itisusuallyascribedtothelatter.Competentauthoritiesconsideritaforgery,thoughtheauthorwasevidentlywellversedintheartofwar.
  7.LICHINGPINGFA(nottobeconfoundedwiththeforegoing)isashorttreatisein8chapters,preservedintheT`ungTien,butnotpublishedseparately.ThisfactexplainsitsomissionfromtheSSUK`UCH`UANSHU.
  8.WUCH`ICHING,in1CHUAN.AttributedtothelegendaryministerFengHou,withexegeticalnotesbyKung—sunHungoftheHandynasty(d.121B.C.),andsaidtohavebeeneulogizedbythecelebratedgeneralMaLung(d.300A.D.).YettheearliestmentionofitisintheSUNGCHIH.Althoughaforgery,theworkiswellputtogether.
  ConsideringthehighpopularestimationinwhichChu—koLianghasalwaysbeenheld,itisnotsurprisingtofindmorethanoneworkonwarascribedtohispen.Suchare(1)theSHIH
  LIUTS`E(1CHUAN),preservedintheYUNGLOTATIEN;(2)CHIANG
  YUAN(1CHUAN);and(3)HSINSHU(1CHUAN),whichstealswholesalefromSunTzu.Noneofthesehastheslightestclaimtobeconsideredgenuine.
  MostofthelargeChineseencyclopediascontainextensivesectionsdevotedtotheliteratureofwar.Thefollowingreferencesmaybefounduseful:——
  T`UNGTIEN(circa800A.D.),ch.148—162.
  T`AIP`INGYULAN(983),ch.270—359.
  WENHSIENTUNGK`AO(13thcent.),ch.221.
  YUHAI(13thcent.),ch.140,141.
  SANTS`AIT`UHUI(16thcent).
  KUANGPOWUCHIH(1607),ch.31,32.
  CH`IENCH`IOLEISHU(1632),ch.75.
  YUANCHIENLEIHAN(1710),ch.206—229.
  KUCHINT`USHUCHICH`ENG(1726),sectionXXX,esp.ch.81—
  90.
  HSUWENHSIENT`UNGK`AO(1784),ch.121—134.
  HUANGCH`AOCHINGSHIHWENPIEN(1826),ch.76,77.
  Thebibliographicalsectionsofcertainhistoricalworksalsodeservemention:——
  CH`IENHANSHU,ch.30.
  SUISHU,ch.32—35.
  CHIUT`ANGSHU,ch.46,47.
  HSINT`ANGSHU,ch.57,60.
  SUNGSHIH,ch.202—209.
  T`UNGCHIH(circa1150),ch.68.
  TotheseofcoursemustbeaddedthegreatCatalogueoftheImperialLibrary:——
  SSUK`UCH`UANSHUTSUNGMUT`IYAO(1790),ch.99,100.
  Footnotes—
  1.SHICHI,ch.65.
  2.Hereignedfrom514to496B.C.
  3.SHICHI,ch.130.
  4.TheappellationofNangWa.
  5.SHICHI,ch.31.
  6.SHICHI,ch.25.
  7.TheappellationofHuYen,mentionedinch.39undertheyear637.
  8.Wang—tzuCh`eng—fu,ch.32,year607.
  9.Themistakeisnaturalenough.NativecriticsrefertoaworkoftheHandynasty,whichsays:"TenLIoutsidetheWUgate[ofthecityofWu,nowSoochowinKiangsu]thereisagreatmound,raisedtocommemoratetheentertainmentofSunWuofCh`i,whoexcelledintheartofwar,bytheKingofWu."
  10."Theyattachedstringstowoodtomakebows,andsharpenedwoodtomakearrows.TheuseofbowsandarrowsistokeeptheEmpireinawe."
  11.ThesonandsuccessorofHoLu.HewasfinallydefeatedandoverthrownbyKouchien,KingofYueh,in473B.C.Seepost.
  12.KingYenofHsu,afabulousbeing,ofwhomSunHsing—yensaysinhispreface:"Hishumanitybroughthimtodestruction."
  13.ThepassageIhaveputinbracketsisomittedintheT`U
  SHU,andmaybeaninterpolation.Itwasknown,howevertoChangShou—chiehoftheT`angdynasty,andappearsintheT`AIP`INGYU
  LAN.
  14.Ts`aoKungseemstobethinkingofthefirstpartofchap.
  II,perhapsespeciallyofss.8.
  15.Seechap.XI.
  16.Ontheotherhand,itisnoteworthythatWUTZU,whichisnotin6chapters,has48assignedtoitintheHANCHIH.
  Likewise,theCHUNGYUNGiscreditedwith49chapters,thoughnowonlyinoneonly.Inthecaseofveryshortworks,oneistemptedtothinkthatP`IENmightsimplymean"leaves."
  17.YehShihoftheSungdynasty[1151—1223].
  18.Hehardlydeservestobebracketedwithassassins.
  19.SeeChapter7,ss.27andChapter11,ss.28.
  20.SeeChapter11,ss.28.ChuanChuistheabbreviatedformofhisname.
  21.I.e.PoP`ei.Seeante.
  22.Thenucleusofthisworkisprobablygenuine,thoughlargeadditionshavebeenmadebylaterhands.Kuanchungdiedin645
  B.C.
  23.Seeinfra,beginningofINTRODUCTION.
  24.Idonotknowwhatthiswork,unlessitbethelastchapterofanotherwork.Whythatchaptershouldbesingledout,however,isnotclear.
  25.About480B.C.
  26.Thatis,Isuppose,theageofWuWangandChouKung.
  27.Inthe3rdcenturyB.C.
  28.Ssu—maJang—chu,whosefamilynamewasT`ien,livedinthelatterhalfofthe6thcenturyB.C.,andisalsobelievedtohavewrittenaworkonwar.SeeSHIHCHI,ch.64,andinfraatthebeginningoftheINTRODUCTION.
  29.SeeLegge’sClassics,vol.V,Prolegomenap.27.LeggethinksthattheTSOCHUANmusthavebeenwritteninthe5thcentury,butnotbefore424B.C.
  30.SeeMENCIUSIII.1.iii.13—20.
  31.WhenWufirstappearsintheCH`UNCH`IUin584,itisalreadyatvariancewithitspowerfulneighbor.TheCH`UNCH`IU
  firstmentionsYuehin537,theTSOCHUANin601.
  32.ThisisexplicitlystatedintheTSOCHUAN,XXXII,2.
  33.Thereisthistobesaidforthelaterperiod,thatthefeudwouldtendtogrowmorebitteraftereachencounter,andthusmorefullyjustifythelanguageusedinXI.ss.30.
  34.WithWuYuanhimselfthecaseisjustthereverse:——aspurioustreatiseonwarhasbeenfatheredonhimsimplybecausehewasagreatgeneral.Herewehaveanobviousinducementtoforgery.SunWu,ontheotherhand,cannothavebeenwidelyknowntofameinthe5thcentury.
  35.FromTSOCHUAN:"FromthedateofKingChao’saccession[515]therewasnoyearinwhichCh`uwasnotattackedbyWu."
  36.Prefaceadfin:"MyfamilycomesfromLo—an,andwearereallydescendedfromSunTzu.IamashamedtosaythatIonlyreadmyancestor’sworkfromaliterarypointofview,withoutcomprehendingthemilitarytechnique.Solonghavewebeenenjoyingtheblessingsofpeace!"
  37.Hoa—yinisabout14milesfromT`ung—kuanontheeasternborderofShensi.ThetempleinquestionisstillvisitedbythoseabouttheascentoftheWesternSacredMountain.Itismentionedinatextasbeing"situatedfiveLIeastofthedistrictcityofHua—yin.ThetemplecontainstheHua—shantabletinscribedbytheT`angEmperorHsuanTsung[713—755]."
  38.Seemy"CatalogueofChineseBooks"(Luzac&Co.,1908),no.
  40.
  39.Thisisadiscussionof29difficultpassagesinSunTzu.
  40.Cf.CatalogueofthelibraryofFanfamilyatNingpo:"Hiscommentaryisfrequentlyobscure;itfurnishesaclue,butdoesnotfullydevelopthemeaning."
  41.WENHSIENT`UNGK`AO,ch.221.
  42.ItisinterestingtonotethatM.Pelliothasrecentlydiscoveredchapters1,4and5ofthislostworkinthe"GrottosoftheThousandBuddhas."SeeB.E.F.E.O.,t.VIII,nos.3—4,p.
  525.
  43.TheHsia,theShangandtheChou.Althoughthelast—namedwasnominallyexistentinSunTzu’sday,itretainedhardlyavestigeofpower,andtheoldmilitaryorganizationhadpracticallygonebytheboard.Icansuggestnootherexplanationofthepassage.
  44.SeeCHOULI,xxix.6—10.
  45.T`UNGK`AO,ch.221.
  46.Thisappearstobestillextant.SeeWylie’s"Notes,"p.91
  (newedition).
  47.T`UNGK`AO,loc.cit.
  48.Anotablepersoninhisday.HisbiographyisgivenintheSANKUOCHIH,ch.10.
  49.SeeXI.ss.58,note.
  50.HOUHANSHU,ch.17adinit.
  51.SANKUOCHIH,ch.54.
  52.SUNGSHIH,ch.365adinit.
  53.ThefewEuropeanswhohaveyethadanopportunityofacquaintingthemselveswithSunTzuarenotbehindhandintheirpraise.Inthisconnection,ImayperhapsbeexcusedforquotingfromaletterfromLordRoberts,towhomthesheetsofthepresentworkweresubmittedprevioustopublication:"ManyofSunWu’smaximsareperfectlyapplicabletothepresentday,andno.11[inChapterVIII]isonethatthepeopleofthiscountrywoulddowelltotaketoheart."
  54.Ch.140.
  55.SeeIV.ss.3.
  56.TheallusionmaybetoMenciusVI.2.ix.2.
  57.TheTSOCHUAN.
  58.SHIHCHI,ch.25,fol.I.
  59.Cf.SHIHCHI,ch47.
  60.SeeSHUCHING,prefacess.55.
  61.SeeSHIHCHI,ch.47.
  62.LunYu,XV.1.
  63.Ifailedtotracethisutterance.
  64.Supra.
  65.Supra.
  66.Theotherfourbeingworship,mourning,entertainmentofguests,andfestiverites.SeeSHUCHING,ii.1.III.8,andCHOULI,IX.fol.49.
  67.SeeXIII.ss.11,note.
  68.ThisisaratherobscureallusiontotheTSOCHUAN,whereTzu—ch`ansays:"Ifyouhaveapieceofbeautifulbrocade,youwillnotemployamerelearnertomakeitup."
  69.Cf.TAOTECHING,ch.31.
  70.SunHsing—yenmighthavequotedConfuciusagain.SeeLUN
  YU,XIII.29,30.
  71.BetterknownasHsiangYu[233—202B.C.].
  72.SHIHCHI,ch.47.
  73.SHIHCHI,ch.38.
  74.SeeXIII.ss.27,note.FurtherdetailsonT`aiKungwillbefoundintheSHIHCHI,ch.32adinit.BesidesthetraditionwhichmakeshimaformerministerofChouHsin,twootheraccountsofhimaretheregiven,accordingtowhichhewouldappeartohavebeenfirstraisedfromahumbleprivatestationbyWenWang.
  I.LAYINGPLANS
  [Ts`aoKung,indefiningthemeaningoftheChineseforthetitleofthischapter,saysitreferstothedeliberationsinthetempleselectedbythegeneralforhistemporaryuse,orasweshouldsay,inhistent.See.ss.26.]
  1.SunTzusaid:TheartofwarisofvitalimportancetotheState.
  2.Itisamatteroflifeanddeath,aroadeithertosafetyortoruin.Henceitisasubjectofinquirywhichcanonnoaccountbeneglected.
  3.Theartofwar,then,isgovernedbyfiveconstantfactors,tobetakenintoaccountinone’sdeliberations,whenseekingtodeterminetheconditionsobtaininginthefield.
  4.Theseare:(1)TheMoralLaw;(2)Heaven;(3)Earth;
  (4)TheCommander;(5)Methodanddiscipline.
  [ItappearsfromwhatfollowsthatSunTzumeansby"MoralLaw"aprincipleofharmony,notunliketheTaoofLaoTzuinitsmoralaspect.Onemightbetemptedtorenderitby"morale,"
  wereitnotconsideredasanattributeoftherulerinss.13.]
  5,6.TheMORALLAWcausesthepeopletobeincompleteaccordwiththeirruler,sothattheywillfollowhimregardlessoftheirlives,undismayedbyanydanger.
  [TuYuquotesWangTzuassaying:"Withoutconstantpractice,theofficerswillbenervousandundecidedwhenmusteringforbattle;withoutconstantpractice,thegeneralwillbewaveringandirresolutewhenthecrisisisathand."]
  7.HEAVENsignifiesnightandday,coldandheat,timesandseasons.
  [Thecommentators,Ithink,makeanunnecessarymysteryoftwowordshere.MengShihrefersto"thehardandthesoft,waxingandwaning"ofHeaven.WangHsi,however,mayberightinsayingthatwhatismeantis"thegeneraleconomyofHeaven,"
  includingthefiveelements,thefourseasons,windandclouds,andotherphenomena.]
  8.EARTHcomprisesdistances,greatandsmall;dangerandsecurity;opengroundandnarrowpasses;thechancesoflifeanddeath.
  9.TheCOMMANDERstandsforthevirtuesofwisdom,sincerely,benevolence,courageandstrictness.
  [ThefivecardinalvirtuesoftheChineseare(1)humanityorbenevolence;(2)uprightnessofmind;(3)self—respect,self—
  control,or"properfeeling;"(4)wisdom;(5)sincerityorgoodfaith.Here"wisdom"and"sincerity"areputbefore"humanityorbenevolence,"andthetwomilitaryvirtuesof"courage"and"strictness"substitutedfor"uprightnessofmind"and"self—
  respect,self—control,or’properfeeling.’"]
  10.ByMETHODANDDISCIPLINEaretobeunderstoodthemarshalingofthearmyinitspropersubdivisions,thegraduationsofrankamongtheofficers,themaintenanceofroadsbywhichsuppliesmayreachthearmy,andthecontrolofmilitaryexpenditure.
  11.Thesefiveheadsshouldbefamiliartoeverygeneral:
  hewhoknowsthemwillbevictorious;hewhoknowsthemnotwillfail.
  12.Therefore,inyourdeliberations,whenseekingtodeterminethemilitaryconditions,letthembemadethebasisofacomparison,inthiswise:——
  13.(1)WhichofthetwosovereignsisimbuedwiththeMorallaw?
  [I.e.,"isinharmonywithhissubjects."Cf.ss.5.]
  (2)Whichofthetwogeneralshasmostability?
  (3)WithwhomlietheadvantagesderivedfromHeavenandEarth?
  [Seess.7,8]
  (4)Onwhichsideisdisciplinemostrigorouslyenforced?
  [TuMualludestotheremarkablestoryofTs`aoTs`ao(A.D.
  155—220),whowassuchastrictdisciplinarianthatonce,inaccordancewithhisownsevereregulationsagainstinjurytostandingcrops,hecondemnedhimselftodeathforhavingallowedhimhorsetoshyintoafieldofcorn!However,inlieuoflosinghishead,hewaspersuadedtosatisfyhissenseofjusticebycuttingoffhishair.Ts`aoTs`ao’sowncommentonthepresentpassageischaracteristicallycurt:"whenyoulaydownalaw,seethatitisnotdisobeyed;ifitisdisobeyedtheoffendermustbeputtodeath."]
  (5)Whicharmyisstronger?
  [Morallyaswellasphysically.AsMeiYao—ch`enputsit,freelyrendered,"ESPIRITDECORPSand’bigbattalions.’"]
  (6)Onwhichsideareofficersandmenmorehighlytrained?
  [TuYuquotesWangTzuassaying:"Withoutconstantpractice,theofficerswillbenervousandundecidedwhenmusteringforbattle;withoutconstantpractice,thegeneralwillbewaveringandirresolutewhenthecrisisisathand."]
  (7)Inwhicharmyistherethegreaterconstancybothinrewardandpunishment?
  [Onwhichsideistherethemostabsolutecertaintythatmeritwillbeproperlyrewardedandmisdeedssummarilypunished?]
  14.BymeansofthesesevenconsiderationsIcanforecastvictoryordefeat.
  15.Thegeneralthathearkenstomycounselandactsuponit,willconquer:——letsuchaoneberetainedincommand!Thegeneralthathearkensnottomycounselnoractsuponit,willsufferdefeat:——letsuchaonebedismissed!
  [TheformofthisparagraphremindsusthatSunTzu’streatisewascomposedexpresslyforthebenefitofhispatronHoLu,kingoftheWuState.]
  16.Whileheadingtheprofitofmycounsel,availyourselfalsoofanyhelpfulcircumstancesoverandbeyondtheordinaryrules.
  17.Accordingascircumstancesarefavorable,oneshouldmodifyone’splans.
  [SunTzu,asapracticalsoldier,willhavenoneofthe"bookishtheoric."Hecautionsusherenottopinourfaithtoabstractprinciples;"for,"asChangYuputsit,"whilethemainlawsofstrategycanbestatedclearlyenoughforthebenefitofallandsundry,youmustbeguidedbytheactionsoftheenemyinattemptingtosecureafavorablepositioninactualwarfare."OntheeveofthebattleofWaterloo,LordUxbridge,commandingthecavalry,wenttotheDukeofWellingtoninordertolearnwhathisplansandcalculationswereforthemorrow,because,asheexplained,hemightsuddenlyfindhimselfCommander—in—chiefandwouldbeunabletoframenewplansinacriticalmoment.TheDukelistenedquietlyandthensaid:"Whowillattackthefirsttomorrow——IorBonaparte?""Bonaparte,"repliedLordUxbridge.
  "Well,"continuedtheDuke,"Bonapartehasnotgivenmeanyideaofhisprojects;andasmyplanswilldependuponhis,howcanyouexpectmetotellyouwhatmineare?"[1]]
  18.Allwarfareisbasedondeception.
  [Thetruthofthispithyandprofoundsayingwillbeadmittedbyeverysoldier.Col.HendersontellsusthatWellington,greatinsomanymilitaryqualities,wasespeciallydistinguishedby"theextraordinaryskillwithwhichheconcealedhismovementsanddeceivedbothfriendandfoe."]
  19.Hence,whenabletoattack,wemustseemunable;whenusingourforces,wemustseeminactive;whenwearenear,wemustmaketheenemybelievewearefaraway;whenfaraway,wemustmakehimbelievewearenear.
  20.Holdoutbaitstoenticetheenemy.Feigndisorder,andcrushhim.
  [Allcommentators,exceptChangYu,say,"Whenheisindisorder,crushhim."ItismorenaturaltosupposethatSunTzuisstillillustratingtheusesofdeceptioninwar.]
  21.Ifheissecureatallpoints,bepreparedforhim.Ifheisinsuperiorstrength,evadehim.
  22.Ifyouropponentisofcholerictemper,seektoirritatehim.Pretendtobeweak,thathemaygrowarrogant.
  [WangTzu,quotedbyTuYu,saysthatthegoodtacticianplayswithhisadversaryasacatplayswithamouse,firstfeigningweaknessandimmobility,andthensuddenlypouncinguponhim.]
  23.Ifheistakinghisease,givehimnorest.
  [ThisisprobablythemeaningthoughMeiYao—ch`enhasthenote:"whilewearetakingourease,waitfortheenemytotirehimselfout."TheYULANhas"Lurehimonandtirehimout."]
  Ifhisforcesareunited,separatethem.
  [Lessplausibleistheinterpretationfavoredbymostofthecommentators:"Ifsovereignandsubjectareinaccord,putdivisionbetweenthem."]
  24.Attackhimwhereheisunprepared,appearwhereyouarenotexpected.
  25.Thesemilitarydevices,leadingtovictory,mustnotbedivulgedbeforehand.
  26.Nowthegeneralwhowinsabattlemakesmanycalculationsinhistempleerethebattleisfought.
  [ChangYutellsusthatinancienttimesitwascustomaryforatempletobesetapartfortheuseofageneralwhowasabouttotakethefield,inorderthathemightthereelaboratehisplanofcampaign.]
  Thegeneralwholosesabattlemakesbutfewcalculationsbeforehand.Thusdomanycalculationsleadtovictory,andfewcalculationstodefeat:howmuchmorenocalculationatall!ItisbyattentiontothispointthatIcanforeseewhoislikelytowinorlose.
  [1]"WordsonWellington,"bySir.W.Fraser.
  II.WAGINGWAR
  [Ts`aoKunghasthenote:"Hewhowishestofightmustfirstcountthecost,"whichpreparesusforthediscoverythatthesubjectofthechapterisnotwhatwemightexpectfromthetitle,butisprimarilyaconsiderationofwaysandmeans.]
  1.SunTzusaid:Intheoperationsofwar,wherethereareinthefieldathousandswiftchariots,asmanyheavychariots,andahundredthousandmail—cladsoldiers,[The"swiftchariots"werelightlybuiltand,accordingtoChangYu,usedfortheattack;the"heavychariots"wereheavier,anddesignedforpurposesofdefense.LiCh`uan,itistrue,saysthatthelatterwerelight,butthisseemshardlyprobable.
  ItisinterestingtonotetheanalogiesbetweenearlyChinesewarfareandthatoftheHomericGreeks.Ineachcase,thewar—
  chariotwastheimportantfactor,formingasitdidthenucleusroundwhichwasgroupedacertainnumberoffoot—soldiers.Withregardtothenumbersgivenhere,weareinformedthateachswiftchariotwasaccompaniedby75footmen,andeachheavychariotby25footmen,sothatthewholearmywouldbedividedupintoathousandbattalions,eachconsistingoftwochariotsandahundredmen.]
  withprovisionsenoughtocarrythemathousandLI,[2.78modernLIgotoamile.ThelengthmayhavevariedslightlysinceSunTzu’stime.]
  theexpenditureathomeandatthefront,includingentertainmentofguests,smallitemssuchasglueandpaint,andsumsspentonchariotsandarmor,willreachthetotalofathousandouncesofsilverperday.Suchisthecostofraisinganarmyof100,000
  men.
  2.Whenyouengageinactualfighting,ifvictoryislongincoming,thenmen’sweaponswillgrowdullandtheirardorwillbedamped.Ifyoulaysiegetoatown,youwillexhaustyourstrength.
  3.Again,ifthecampaignisprotracted,theresourcesoftheStatewillnotbeequaltothestrain.
  4.Now,whenyourweaponsaredulled,yourardordamped,yourstrengthexhaustedandyourtreasurespent,otherchieftainswillspringuptotakeadvantageofyourextremity.Thennoman,howeverwise,willbeabletoaverttheconsequencesthatmustensue.
  5.Thus,thoughwehaveheardofstupidhasteinwar,clevernesshasneverbeenseenassociatedwithlongdelays.
  [Thisconciseanddifficultsentenceisnotwellexplainedbyanyofthecommentators.Ts`aoKung,LiCh`uan,MengShih,TuYu,TuMuandMeiYao—ch`enhavenotestotheeffectthatageneral,thoughnaturallystupid,mayneverthelessconquerthroughsheerforceofrapidity.HoShihsays:"Hastemaybestupid,butatanyrateitsavesexpenditureofenergyandtreasure;protractedoperationsmaybeveryclever,buttheybringcalamityintheirtrain."WangHsievadesthedifficultybyremarking:"Lengthyoperationsmeananarmygrowingold,wealthbeingexpended,anemptyexchequeranddistressamongthepeople;trueclevernessinsuresagainsttheoccurrenceofsuchcalamities."ChangYusays:"Solongasvictorycanbeattained,stupidhasteispreferabletocleverdilatoriness."
  NowSunTzusaysnothingwhatever,exceptpossiblybyimplication,aboutill—consideredhastebeingbetterthaningeniousbutlengthyoperations.Whathedoessayissomethingmuchmoreguarded,namelythat,whilespeedmaysometimesbeinjudicious,tardinesscanneverbeanythingbutfoolish——ifonlybecauseitmeansimpoverishmenttothenation.InconsideringthepointraisedherebySunTzu,theclassicexampleofFabiusCunctatorwillinevitablyoccurtothemind.ThatgeneraldeliberatelymeasuredtheenduranceofRomeagainstthatofHannibals’sisolatedarmy,becauseitseemedtohimthatthelatterwasmorelikelytosufferfromalongcampaigninastrangecountry.Butitisquiteamootquestionwhetherhistacticswouldhaveprovedsuccessfulinthelongrun.Theirreversalitistrue,ledtoCannae;butthisonlyestablishesanegativepresumptionintheirfavor.]
  6.Thereisnoinstanceofacountryhavingbenefitedfromprolongedwarfare.
  7.Itisonlyonewhoisthoroughlyacquaintedwiththeevilsofwarthatcanthoroughlyunderstandtheprofitablewayofcarryingiton.
  [Thatis,withrapidity.Onlyonewhoknowsthedisastrouseffectsofalongwarcanrealizethesupremeimportanceofrapidityinbringingittoaclose.Onlytwocommentatorsseemtofavorthisinterpretation,butitfitswellintothelogicofthecontext,whereastherendering,"Hewhodoesnotknowtheevilsofwarcannotappreciateitsbenefits,"isdistinctlypointless.]
  8.Theskillfulsoldierdoesnotraiseasecondlevy,neitherarehissupply—wagonsloadedmorethantwice.
  [Oncewarisdeclared,hewillnotwasteprecioustimeinwaitingforreinforcements,norwillhereturnhisarmybackforfreshsupplies,butcrossestheenemy’sfrontierwithoutdelay.
  Thismayseemanaudaciouspolicytorecommend,butwithallgreatstrategists,fromJuliusCaesartoNapoleonBonaparte,thevalueoftime——thatis,beingalittleaheadofyouropponent——
  hascountedformorethaneithernumericalsuperiorityorthenicestcalculationswithregardtocommissariat.]
  9.Bringwarmaterialwithyoufromhome,butforageontheenemy.Thusthearmywillhavefoodenoughforitsneeds.
  [TheChinesewordtranslatedhereas"warmaterial"
  literallymeans"thingstobeused",andismeantinthewidestsense.Itincludesalltheimpedimentaofanarmy,apartfromprovisions.]
  10.PovertyoftheStateexchequercausesanarmytobemaintainedbycontributionsfromadistance.Contributingtomaintainanarmyatadistancecausesthepeopletobeimpoverished.
  [Thebeginningofthissentencedoesnotbalanceproperlywiththenext,thoughobviouslyintendedtodoso.Thearrangement,moreover,issoawkwardthatIcannothelpsuspectingsomecorruptioninthetext.ItneverseemstooccurtoChinesecommentatorsthatanemendationmaybenecessaryforthesense,andwegetnohelpfromthemthere.TheChinesewordsSunTzuusedtoindicatethecauseofthepeople’simpoverishmentclearlyhavereferencetosomesystembywhichthehusbandmensenttheircontributionsofcorntothearmydirect.Butwhyshoulditfallonthemtomaintainanarmyinthisway,exceptbecausetheStateorGovernmentistoopoortodoso?]
  11.Ontheotherhand,theproximityofanarmycausespricestogoup;andhighpricescausethepeople’ssubstancetobedrainedaway.
  [WangHsisayshighpricesoccurbeforethearmyhasleftitsownterritory.Ts`aoKungunderstandsitofanarmythathasalreadycrossedthefrontier.]
  12.Whentheirsubstanceisdrainedaway,thepeasantrywillbeafflictedbyheavyexactions.
  13,14.Withthislossofsubstanceandexhaustionofstrength,thehomesofthepeoplewillbestrippedbare,andthree—tenthsoftheirincomewillbedissipated;
  [TuMuandWangHsiagreethatthepeoplearenotmulctednotof3/10,butof7/10,oftheirincome.Butthisishardlytobeextractedfromourtext.HoShihhasacharacteristictag:
  "ThePEOPLEbeingregardedastheessentialpartoftheState,andFOODasthepeople’sheaven,isitnotrightthatthoseinauthorityshouldvalueandbecarefulofboth?"]
  whilegovernmentexpensesforbrokenchariots,worn—outhorses,breast—platesandhelmets,bowsandarrows,spearsandshields,protectivemantles,draught—oxenandheavywagons,willamounttofour—tenthsofitstotalrevenue.
  15.Henceawisegeneralmakesapointofforagingontheenemy.Onecartloadoftheenemy’sprovisionsisequivalenttotwentyofone’sown,andlikewiseasinglePICULofhisprovenderisequivalenttotwentyfromone’sownstore.
  [Becausetwentycartloadswillbeconsumedintheprocessoftransportingonecartloadtothefront.APICULisaunitofmeasureequalto133.3pounds(65.5kilograms).]
  16.Nowinordertokilltheenemy,ourmenmustberousedtoanger;thattheremaybeadvantagefromdefeatingtheenemy,theymusthavetheirrewards.
  [TuMusays:"Rewardsarenecessaryinordertomakethesoldiersseetheadvantageofbeatingtheenemy;thus,whenyoucapturespoilsfromtheenemy,theymustbeusedasrewards,sothatallyourmenmayhaveakeendesiretofight,eachonhisownaccount."]
  17.Thereforeinchariotfighting,whentenormorechariotshavebeentaken,thoseshouldberewardedwhotookthefirst.Ourownflagsshouldbesubstitutedforthoseoftheenemy,andthechariotsmingledandusedinconjunctionwithours.Thecapturedsoldiersshouldbekindlytreatedandkept.
  18.Thisiscalled,usingtheconqueredfoetoaugmentone’sownstrength.
  19.Inwar,then,letyourgreatobjectbevictory,notlengthycampaigns.
  [AsHoShihremarks:"Warisnotathingtobetrifledwith."SunTzuherereiteratesthemainlessonwhichthischapterisintendedtoenforce."]
  20.Thusitmaybeknownthattheleaderofarmiesisthearbiterofthepeople’sfate,themanonwhomitdependswhetherthenationshallbeinpeaceorinperil.
  III.ATTACKBYSTRATAGEM
  1.SunTzusaid:Inthepracticalartofwar,thebestthingofallistotaketheenemy’scountrywholeandintact;toshatteranddestroyitisnotsogood.So,too,itisbettertorecaptureanarmyentirethantodestroyit,tocapturearegiment,adetachmentoracompanyentirethantodestroythem.
  [Theequivalenttoanarmycorps,accordingtoSsu—maFa,consistednominallyof12500men;accordingtoTs`aoKung,theequivalentofaregimentcontained500men,theequivalenttoadetachmentconsistsfromanynumberbetween100and500,andtheequivalentofacompanycontainsfrom5to100men.Forthelasttwo,however,ChangYugivestheexactfiguresof100and5
  respectively.]
  2.Hencetofightandconquerinallyourbattlesisnotsupremeexcellence;supremeexcellenceconsistsinbreakingtheenemy’sresistancewithoutfighting.
  [Hereagain,nomodernstrategistbutwillapprovethewordsoftheoldChinesegeneral.Moltke’sgreatesttriumph,thecapitulationofthehugeFrencharmyatSedan,waswonpracticallywithoutbloodshed.]
  3.Thusthehighestformofgeneralshipistobalktheenemy’splans;
  [Perhapstheword"balk"fallsshortofexpressingthefullforceoftheChineseword,whichimpliesnotanattitudeofdefense,wherebyonemightbecontenttofoiltheenemy’sstratagemsoneafteranother,butanactivepolicyofcounter—
  attack.HoShihputsthisveryclearlyinhisnote:"Whentheenemyhasmadeaplanofattackagainstus,wemustanticipatehimbydeliveringourownattackfirst."]
  thenextbestistopreventthejunctionoftheenemy’sforces;
  [Isolatinghimfromhisallies.WemustnotforgetthatSunTzu,inspeakingofhostilities,alwayshasinmindthenumerousstatesorprincipalitiesintowhichtheChinaofhisdaywassplitup.]
  thenextinorderistoattacktheenemy’sarmyinthefield;
  [Whenheisalreadyatfullstrength.]
  andtheworstpolicyofallistobesiegewalledcities.
  4.Theruleis,nottobesiegewalledcitiesifitcanpossiblybeavoided.
  [Anothersoundpieceofmilitarytheory.HadtheBoersacteduponitin1899,andrefrainedfromdissipatingtheirstrengthbeforeKimberley,Mafeking,orevenLadysmith,itismorethanprobablethattheywouldhavebeenmastersofthesituationbeforetheBritishwerereadyseriouslytoopposethem.]
  Thepreparationofmantlets,movableshelters,andvariousimplementsofwar,willtakeupthreewholemonths;
  [ItisnotquiteclearwhattheChineseword,heretranslatedas"mantlets",described.Ts`aoKungsimplydefinesthemas"largeshields,"butwegetabetterideaofthemfromLiCh`uan,whosaystheyweretoprotecttheheadsofthosewhowereassaultingthecitywallsatclosequarters.ThisseemstosuggestasortofRomanTESTUDO,readymade.TuMusaystheywerewheeledvehiclesusedinrepellingattacks,butthisisdeniedbyCh`enHao.SeesupraII.14.Thenameisalsoappliedtoturretsoncitywalls.Ofthe"movableshelters"wegetafairlycleardescriptionfromseveralcommentators.Theywerewoodenmissile—proofstructuresonfourwheels,propelledfromwithin,coveredoverwithrawhides,andusedinsiegestoconveypartiesofmentoandfromthewalls,forthepurposeoffillinguptheencirclingmoatwithearth.TuMuaddsthattheyarenowcalled"woodendonkeys."]
  andthepilingupofmoundsoveragainstthewallswilltakethreemonthsmore.
  [Theseweregreatmoundsorrampartsofearthheapeduptotheleveloftheenemy’swallsinordertodiscovertheweakpointsinthedefense,andalsotodestroythefortifiedturretsmentionedintheprecedingnote.]
  5.Thegeneral,unabletocontrolhisirritation,willlaunchhismentotheassaultlikeswarmingants,[ThisvividsimileofTs`aoKungistakenfromthespectacleofanarmyofantsclimbingawall.Themeaningisthatthegeneral,losingpatienceatthelongdelay,maymakeaprematureattempttostormtheplacebeforehisenginesofwarareready.]
  withtheresultthatone—thirdofhismenareslain,whilethetownstillremainsuntaken.Sucharethedisastrouseffectsofasiege.
  [WeareremindedoftheterriblelossesoftheJapanesebeforePortArthur,inthemostrecentsiegewhichhistoryhastorecord.]
  6.Thereforetheskillfulleadersubduestheenemy’stroopswithoutanyfighting;hecapturestheircitieswithoutlayingsiegetothem;heoverthrowstheirkingdomwithoutlengthyoperationsinthefield.
  [ChiaLinnotesthatheonlyoverthrowstheGovernment,butdoesnoharmtoindividuals.TheclassicalinstanceisWuWang,whoafterhavingputanendtotheYindynastywasacclaimed"Fatherandmotherofthepeople."]
  7.WithhisforcesintacthewilldisputethemasteryoftheEmpire,andthus,withoutlosingaman,histriumphwillbecomplete.
  [OwingtothedoublemeaningsintheChinesetext,thelatterpartofthesentenceissusceptibleofquiteadifferentmeaning:"Andthus,theweaponnotbeingbluntedbyuse,itskeennessremainsperfect."]
  Thisisthemethodofattackingbystratagem.
  8.Itistheruleinwar,ifourforcesaretentotheenemy’sone,tosurroundhim;iffivetoone,toattackhim;
  [Straightway,withoutwaitingforanyfurtheradvantage.]
  iftwiceasnumerous,todivideourarmyintotwo.
  [TuMutakesexceptiontothesaying;andatfirstsight,indeed,itappearstoviolateafundamentalprincipleofwar.
  Ts’aoKung,however,givesacluetoSunTzu’smeaning:"Beingtwototheenemy’sone,wemayuseonepartofourarmyintheregularway,andtheotherforsomespecialdiversion."ChangYuthusfurtherelucidatesthepoint:"Ifourforceistwiceasnumerousasthatoftheenemy,itshouldbesplitupintotwodivisions,onetomeettheenemyinfront,andonetofalluponhisrear;ifherepliestothefrontalattack,hemaybecrushedfrombehind;iftotherearwardattack,hemaybecrushedinfront."Thisiswhatismeantbysayingthat’onepartmaybeusedintheregularway,andtheotherforsomespecialdiversion.’TuMudoesnotunderstandthatdividingone’sarmyissimplyanirregular,justasconcentratingitistheregular,strategicalmethod,andheistoohastyincallingthisamistake."]
  9.Ifequallymatched,wecanofferbattle;
  [LiCh`uan,followedbyHoShih,givesthefollowingparaphrase:"Ifattackersandattackedareequallymatchedinstrength,onlytheablegeneralwillfight."]
  ifslightlyinferiorinnumbers,wecanavoidtheenemy;
  [Themeaning,"wecanWATCHtheenemy,"iscertainlyagreatimprovementontheabove;butunfortunatelythereappearstobenoverygoodauthorityforthevariant.ChangYuremindsusthatthesayingonlyappliesiftheotherfactorsareequal;asmalldifferenceinnumbersisoftenmorethancounterbalancedbysuperiorenergyanddiscipline.]
  ifquiteunequalineveryway,wecanfleefromhim.
  10.Hence,thoughanobstinatefightmaybemadebyasmallforce,intheenditmustbecapturedbythelargerforce.
  11.NowthegeneralisthebulwarkoftheState;ifthebulwarkiscompleteatallpoints;theStatewillbestrong;ifthebulwarkisdefective,theStatewillbeweak.
  [AsLiCh`uanterselyputsit:"Gapindicatesdeficiency;
  ifthegeneral’sabilityisnotperfect(i.e.ifheisnotthoroughlyversedinhisprofession),hisarmywilllackstrength."]
  12.Therearethreewaysinwhicharulercanbringmisfortuneuponhisarmy:——
  13.(1)Bycommandingthearmytoadvanceortoretreat,beingignorantofthefactthatitcannotobey.Thisiscalledhobblingthearmy.