andchildrensubjects。’
AndthenAustinquotesfromMontesquieuthedoctrinethat
’Politicalpowernecessarilyimpliestheunionofseveral
families。’
Theeffectofthispassagethenisthatasocietymaybetoo
smalltoadmitoftheapplicationofthetheory。Theemployment,
Austinsays,ofhisterminologywouldberidiculousinsucha
case。IbelieveIshallbeabletopointouttoyouthe
significanceofthisappealtooursenseofabsurdity,generally
aamostdangerouscriterion;butatpresentImerelyaskyouto
notetheseriousnessoftheadmission,sincetheformof
authorityaboutwhichitismade,theauthorityofthePatriarch
orPaterfamiliasoverhisfamily,is,atleastaccordingtoone
moderntheory,theelementorgermoutofwhichallpermanent
powerofmanovermanhasbeengraduallydeveloped。
Thereare,however,anothersetofcases,knowntousfrom
sourcesofknowledgeofwhichitisperhapsfairtosaythat
thoughAustinisinonesenseamodernwritertheywerehardly
openwhenhewrote——casesinwhichtheapplicationofhis
principlesisatleastdifficultanddoubtful。Itisfromno
specialloveofIndianexamplesthatItakeonefromIndia,but
becauseithappenstobethemostmodernprecedentinpoint。My
instanceistheIndianProvincecalledthePunjaub,theCountry
oftheFiveRivers,inthestateinwhichitwasforabouta
quarterofacenturybeforeitsannexationtotheBritishIndian
Empire。Afterpassingthrougheveryconceivablephaseofanarchy
anddormantanarchy,itfellunderthetolerablyconsolidated
dominionofahalf-military,half-religiousoligarchy,knownas
theSikhs。TheSikhsthemselveswereafterwardsreducedto
subjectionbyasinglechieftainbelongingtotheirorder,
RunjeetSingh。Atfirstsight,therecouldbenomoreperfect
embodimentthanRunjeetSinghofSovereignty,asconceivedby
Austin。Hewasabsolutelydespotic。Exceptoccasionallyonhis
wildfrontier,hekeptthemostperfectorder。Hecouldhave
commandedanything;thesmallestdisobediencetohiscommands
wouldhavebeenfollowedbydeathormutilation,andthiswas
perfectlywellknowntotheenormousmajorityofhissubjects。
YetIdoubtwhetheronceinallhislifeheissuedacommand
whichAustinwouldcallalaw。Hetook,ashisrevenue,a
prodigiousshareoftheproduceofthesoil。Heharriedvillages
whichrecalcitratedathisexactions,andheexecutedgreat
numbersofmen。Heleviedgreatarmies;hehadallmaterialof
power,andexerciseditinvariousways。Buthenevermadealaw。
Theruleswhichregulatedthelifeofhissubjectswerederived
fromtheirimmemorialusages,andtheseruleswereadministered
bydomestictribunals,infamiliesorvillage-communities——that
is,ingroupsnolargerorlittlelargerthanthosetowhichthe
applicationofAustin’sprinciplescannotbeeffected,onhisown
admission,withoutabsurdity。
Idonotforamomentassertthattheexistenceofsucha
stateofpoliticalsocietyfalsifiesAustin’stheory,asa
theory。Thegreatmaximbywhichobjectionstoitaredisposedof
is,asIhavesooftensaidbefore,’WhattheSovereignpermits,
hecommands。’TheSikhdespotpermittedheadsofhouseholdsand
village-elderstoprescriberules,thereforetheseruleswerehis
commandsandtruelaws。Nowwecanseethatananswerofthis
kindmighthavesomeforceifitweremadetoanEnglishlawyer
whodeniedthattheSovereigninEnglandhadevercommandedthe
Commonlaw。TheCrownandParliamentcommandit,becausethe
CrownandParliamentpermitit;andtheproofthattheypermitit
isthattheycouldchangeit。Asamatteroffact,sincethe
objectionwasfirstadvanced,theCommonlawhasbeenlargely
encroacheduponbyActofParliament,and,inourownday,itis
possiblethatitmaycometoowethewholeofitsbindingforce
tostatute。ButmyOrientalexampleshowsthatthedifficulty
feltbytheoldlawyersabouttheCommonlawmayhaveonce
deservedmorerespectthanitobtainedfromHobbesandhis
successors。RunjeetSinghneverdidorcouldhavedreamedof
changingthecivilrulesunderwhichhissubjectslived。Probably
hewasasstrongabelieverintheindependentobligatoryforce
ofsuchrulesastheeldersthemselveswhoappliedthem。An
EasternorIndiantheoristinlaw,towhomtheassertionwasmade
thatRunjeetSinghcommandedtheserules,wouldfeelitstinging
himexactlyinthatsenseofabsurditytowhichAustinadmitsthe
appealtobelegitimate。Thetheoryremainstrueinsuchacase,
butthetruthisonlyverbal。
YoumustnotsupposethatIhavebeenindulginginamerely
curiousspeculationaboutafewextremecasestowhichthetheory
ofSovereignty,andofLawfoundedonit,willnotapplywithout
strainingoflanguage。Inthefirstplace,thePunjaubunder
RunjeetSinghmaybetakenasatypeofallOrientalcommunities
intheirnativestate,duringtheirrareintervalsofpeaceand
order。Theyhaveeverbeendespotisms,andthecommandsofthe
despotsattheirhead,harshandcruelastheymightbe,have
alwaysbeenimplicitlyobeyed。Butthenthesecommands,savein
sofarastheyservedtoorganiseadministrativemachineryfor
thecollectionofrevenue,havenotbeentruelaws;theyhave
beenoftheclasscalledbyAustinoccasionalorparticular
commands。Thetruthisthattheonesolventoflocalanddomestic
usageinthosepartsoftheworldofwhichWehaveanyreal
knowledgehasbeennotthecommandoftheSovereignbutthe
supposedcommandoftheDeity。InIndia,theinfluenceofthe
Brahminicaltreatisesonmixedlawandreligioninsappingthe
oldcustomarylawofthecountryhasalwaysbeengreat,andin
someparticulars,asItriedtoexplainonaformeroccasion,it
hasbecomegreaterunderEnglishrule。
Itisimportanttoobservethat,forthepurposesofthe
presentenquiry,thestateofpoliticalsocietywhichIhave
describedasIndianorOrientalisafarmoretrustworthyclueto
theformerconditionofthegreatestpartoftheworldthanis
themodernsocialorganisationofWesternEurope,asweseeit
beforeoureyes。Itisaperhapsnotunreasonableimpressionthat
Sovereigntywassimplerandmoreeasilydiscoveredintheancient
thaninthemodernworld。ThecriticofHobbesandAustin,whomI
beforequoted,writes,’ineverystateofwhichweread,whether
Greek,Phoenician,Italian,orAsiatic,therewasaSovereignof
somesortwhoseauthoritywasabsolutewhileitlasted;’andhe
addsthat,’ifHobbeshadtriedtowriteanimaginaryhistoryof
mankindhecouldnothaveconstructedonebetterfittedforhis
purposethanthehistoryofthefoundationandestablishmentof
theRomanEmpire。’Iputasideforawhiletheconsiderationof
theRomanEmpire,andmyreasonsfordoingsowillbecome
apparentafterwards;but,ifwegiveourattentiontoempiresat
allresemblingthatoftheRomansinterritorialextent,weshall
findthat,properlyunderstood,theyareveryfarfrom
correspondingtotheGreatLeviathanimaginedbyHobbes。Weknow
somethingoftheAssyrianandBabylonianEmpiresfromJewish
records,andsomethingoftheMedianandPersianEmpiresfrom
Greekrecords。Welearnfromthesethattheywereinthemain
tax-takingempires。Weknowthattheyraisedenormousrevenues
fromtheirsubjects。Weknowthat,foroccasionalwarsof
conquest,theyleviedvastarmiesfrompopulationsspreadover
immenseareas。Weknowthattheyexactedthemostimplicit
obediencetotheiroccasionalcommands,orpunisheddisobedience
withtheutmostcruelty。Weknowthatthemonarchsattheirhead
wereconstantlydethroningpettykingsandeventransplanting
wholecommunities。Butamidallthis,itisclearthatinthe
maintheyinterferedbutlittlewiththeeverydayreligiousor
civillifeofthegroupstowhichtheirsubjectsbelonged。They
didnotlegislate。The’royalstatute’and’firmdecree’which
hasbeenpreservedtousasasampleof’lawoftheMedesand
Persianswhichalterethnot’isnotalawatallinthemodern
juridicalacceptationoftheterm。ItiswhatAustinwouldcalla
’particularcommand,’asudden,spasmodic,andtemporary
interferencewithancientmultifarioususageleftingeneral
undisturbed。Whatisevenmoreinstructiveisthatthefamous
AthenianEmpirebelongedtothesameclassofsovereigntiesas
theEmpireoftheGreatKing。TheAthenianAssemblymadetrue
lawsforresidentsonAtticterritory,butthedominionofAthens
overhersubjectcitiesandislandswasclearlyatax-takingas
distinguishedfromalegislatingEmpire。
ThedifficultyofemployingAustin’sterminologyofthese
greatgovernmentsisobviousenough。Howcanitconducetoclear
thinkingtospeakoftheJewishlawascommandedatoneperiodby
theGreatKingatSusa?ThecardinalruleoftheAnalytical
Jurists,’whattheSovereignpermits,hecommands,’remains
verballytrue,butagainstitsapplicationinsuchacasethere
liesanappealtoahighertribunalofwhichAustinallowsthe
jurisdiction,oursenseoftheridiculous。
IhavenowreachedthepointatwhichIcanconveniently
statemyownopinionofthepracticallimitationswhichmustbe
giventothesystemoftheAnalyticalJurists,inorderthatit
maypossess,Iwillnotsaytheoreticaltruth,butpractical
value。TheWesternworld,towhichtheyconfinedtheirattention,
mustbeconceivedashavingundergonetwosetsofchanges。The
StatesofmodernEuropemustbeconceivedashavingbeenformed
inamannerdifferentfromthegreatempiresofantiquitysave
one,andfromthemodernempiresandkingdomsoftheEast,anda
neworderofideasonthesubjectoflegislationmustbe
conceivedashavingbeenintroducedintotheworldthroughthe
empireoftheRomans。Unlessthesechangeshadtakenplace,Ido
notbelievethatthesystemwouldeverhavebeenengenderedin
thebrainofitsauthors。Whereverthesechangeshavenottaken
place,Idonotbelievetheapplicationofthesystemtobeof
value。
Themostnearlyuniversalfactwhichcanbeasserted
respectingtheoriginofthepoliticalcommunitiescalledStates
isthattheywereformedbythecoalescenceofgroups,the
originalgrouphavingbeeninnocasesmallerthanthe
patriarchalfamily。Butinthecommunitieswhichcameinto
existencebeforetheRomanEmpire,andinthosewhichhavebeen
slightlyaffectedbyitornotatall,thiscoalescencewassoon
arrested。Therearesometracesoftheprocesseverywhere。The
hamletsofAtticacoalescetoformtheAthenianState;andthe
primitiveRomanStateisformedbythecoalescenceoftheminute
communitiesontheoriginalhills。InverymanyIndian
village-communitiestherearesignsofsmallerelementscombining
tomakethemup。Butthisearliercoalescencesoonstops。Ina
laterstage,politicalcommunities,wearingasuperficial
resemblancetotheRomanEmpire,andoftenofverygreat
territorialextent,areconstructedbyonecommunityconquering
anotheroronechieftain,attheheadofasinglecommunityor
tribe,subjugatinggreatmassesofpopulation。But,independently
oftheRomanEmpireanditsinfluence,theseparatelocallifeof
thesmallsocietiesincludedinthesegreatStateswasnot
extinguishedorevenmuchenfeebled。TheycontinuedastheIndian
village-communityhascontinued,andindeed,evenintheirmost
gloriousforms,theybelongedessentiallytothattypeof
society。ButtheprocessofchangebywhichtheStatesofthe
modernworldwereformedhasbeenMateriallydifferentfromthis。
Thesmallergroupshavebeenmuchmorecompletelybrokenupand