Rousseau:SocialContract:BookIBOOKIIMEANtoinquireif,inthecivilorder,therecanbeanysureandlegitimateruleofadministration,menbeingtakenastheyareandlawsastheymightbe。InthisinquiryIshallendeavouralwaystounitewhatrightsanctionswithwhatisprescribedbyinterest,inorderthatjusticeandutilitymayinnocasebedivided。
Ienteruponmytaskwithoutprovingtheimportanceofthesubject。
IshallbeaskedifIamaprinceoralegislator,towriteonpolitics。
IanswerthatIamneither,andthatiswhyIdoso。IfIwereaprinceoralegislator,Ishouldnotwastetimeinsayingwhatwantsdoing;I
shoulddoit,orholdmypeace。
AsIwasbornacitizenofafreeState,andamemberoftheSovereign,Ifeelthat,howeverfeebletheinfluencemyvoicecanhaveonpublicaffairs,therightofvotingonthemmakesitmydutytostudythem:andIamhappy,whenIreflectupongovernments,tofindmyinquiriesalwaysfurnishmewithnewreasonsforlovingthatofmyowncountry。1。SUBJECTOFTHEFIRSTBOOKMANisbornfree;andeverywhereheisinchains。Onethinkshimselfthemasterofothers,andstillremainsagreaterslavethanthey。Howdidthischangecomeabout?Idonotknow。
Whatcanmakeitlegitimate?ThatquestionIthinkIcananswer。
IfItookintoaccountonlyforce,andtheeffectsderivedfromit,Ishouldsay:"Aslongasapeopleiscompelledtoobey,andobeys,itdoeswell;assoonasitcanshakeofftheyoke,andshakesitoff,itdoesstillbetter;for,regainingitslibertybythesamerightastookitaway,eitheritisjustifiedinresumingit,ortherewasnojustificationforthosewhotookitaway。"Butthesocialorderisasacredrightwhichisthebasisofallotherrights。Nevertheless,thisrightdoesnotcomefromnature,andmustthereforebefoundedonconventions。Beforecomingtothat,IhavetoprovewhatIhavejustasserted。2。THEFIRSTSOCIETIESTHEmostancientofallsocieties,andtheonlyonethatisnatural,isthefamily:andevensothechildrenremainattachedtothefatheronlysolongastheyneedhimfortheirpreservation。
Assoonasthisneedceases,thenaturalbondisdissolved。Thechildren,releasedfromtheobediencetheyowedtothefather,andthefather,releasedfromthecareheowedhischildren,returnequallytoindependence。Iftheyremainunited,theycontinuesonolongernaturally,butvoluntarily;
andthefamilyitselfisthenmaintainedonlybyconvention。
Thiscommonlibertyresultsfromthenatureofman。Hisfirstlawistoprovideforhisownpreservation,hisfirstcaresarethosewhichheowestohimself;and,assoonashereachesyearsofdiscretion,heisthesolejudgeofthepropermeansofpreservinghimself,andconsequentlybecomeshisownmaster。
Thefamilythenmaybecalledthefirstmodelofpoliticalsocieties:
therulercorrespondstothefather,andthepeopletothechildren;andall,beingbornfreeandequal,alienatetheirlibertyonlyfortheirownadvantage。Thewholedifferenceisthat,inthefamily,theloveofthefatherforhischildrenrepayshimforthecarehetakesofthem,while,intheState,thepleasureofcommandingtakestheplaceofthelovewhichthechiefcannothaveforthepeoplesunderhim。
Grotiusdeniesthatallhumanpowerisestablishedinfavourofthegoverned,andquotesslaveryasanexample。Hisusualmethodofreasoningisconstantlytoestablishrightbyfact。1Itwouldbepossibletoemployamorelogicalmethod,butnonecouldbemorefavourabletotyrants。
Itisthen,accordingtoGrotius,doubtfulwhetherthehumanracebelongstoahundredmen,orthathundredmentothehumanrace:and,throughouthisbook,heseemstoinclinetotheformeralternative,whichisalsotheviewofHobbes。Onthisshowing,thehumanspeciesisdividedintosomanyherdsofcattle,eachwithitsruler,whokeepsguardoverthemforthepurposeofdevouringthem。
Asashepherdisofanaturesuperiortothatofhisflock,theshepherdsofmen,i。e。,theirrulers,areofanaturesuperiortothatofthepeoplesunderthem。Thus,Philotellsus,theEmperorCaligulareasoned,concludingequallywelleitherthatkingsweregods,orthatmenwerebeasts。
ThereasoningofCaligulaagreeswiththatofHobbesandGrotius。Aristotle,beforeanyofthem,hadsaidthatmenarebynomeansequalnaturally,butthatsomearebornforslavery,andothersfordominion。
Aristotlewasright;buthetooktheeffectforthecause。Nothingcanbemorecertainthanthateverymanborninslaveryisbornforslavery。
Slavesloseeverythingintheirchains,eventhedesireofescapingfromthem:theylovetheirservitude,asthecomradesofUlysseslovedtheirbrutishcondition。2Ifthenthereareslavesbynature,itisbecausetherehavebeenslavesagainstnature。
Forcemadethefirstslaves,andtheircowardiceperpetuatedthecondition。
IhavesaidnothingofKingAdam,orEmperorNoah,fatherofthethreegreatmonarchswhosharedouttheuniverse,likethechildrenofSaturn,whomsomescholarshaverecognisedinthem。Itrusttogettingduethanksformymoderation;for,beingadirectdescendantofoneoftheseprinces,perhapsoftheeldestbranch,howdoIknowthataverificationoftitlesmightnotleavemethelegitimatekingofthehumanrace?Inanycase,therecanbenodoubtthatAdamwassovereignoftheworld,asRobinsonCrusoewasofhisisland,aslongashewasitsonlyinhabitant;andthisempirehadtheadvantagethatthemonarch,safeonhisthrone,hadnorebellions,wars,orconspiratorstofear。3。THERIGHTOFTHESTRONGESTTHEstrongestisneverstrongenoughtobealwaysthemaster,unlesshetransformsstrengthintoright,andobedienceintoduty。Hencetherightofthestrongest,which,thoughtoallseemingmeantironically,isreallylaiddownasafundamentalprinciple。
Butarewenevertohaveanexplanationofthisphrase?Forceisaphysicalpower,andIfailtoseewhatmoraleffectitcanhave。Toyieldtoforceisanactofnecessity,notofwill?atthemost,anactofprudence。
Inwhatsensecanitbeaduty?
Supposeforamomentthatthisso-called"right"exists。Imaintainthatthesoleresultisamassofinexplicablenonsense。For,ifforcecreatesright,theeffectchangeswiththecause:everyforcethatisgreaterthanthefirstsucceedstoitsright。Assoonasitispossibletodisobeywithimpunity,disobedienceislegitimate;and,thestrongestbeingalwaysintheright,theonlythingthatmattersistoactsoastobecomethestrongest。Butwhatkindofrightisthatwhichperisheswhenforcefails?
Ifwemustobeyperforce,thereisnoneedtoobeybecauseweought;andifwearenotforcedtoobey,weareundernoobligationtodoso。Clearly,theword"right"addsnothingtoforce:inthisconnection,itmeansabsolutelynothing。
Obeythepowersthatbe。Ifthismeansyieldtoforce,itisagoodprecept,butsuperfluous:Icananswerforitsneverbeingviolated。AllpowercomesfromGod,Iadmit;butsodoesallsickness:doesthatmeanthatweareforbiddentocallinthedoctor?Abrigandsurprisesmeattheedgeofawood:mustInotmerelysurrendermypurseoncompulsion;
but,evenifIcouldwithholdit,amIinconscienceboundtogiveitup?
Forcertainlythepistolheholdsisalsoapower。
Letusthenadmitthatforcedoesnotcreateright,andthatweareobligedtoobeyonlylegitimatepowers。Inthatcase,myoriginalquestionrecurs。4。SLAVERYSINCEnomanhasanaturalauthorityoverhisfellow,andforcecreatesnoright,wemustconcludethatconventionsformthebasisofalllegitimateauthorityamongmen。
Ifanindividual,saysGrotius,canalienatehislibertyandmakehimselftheslaveofamaster,whycouldnotawholepeopledothesameandmakeitselfsubjecttoaking?Thereareinthispassageplentyofambiguouswordswhichwouldneedexplaining;butletusconfineourselvestothewordalienate。Toalienateistogiveortosell。Now,amanwhobecomestheslaveofanotherdoesnotgivehimself;hesellshimself,attheleastforhissubsistence:butforwhatdoesapeoplesellitself?
Akingissofarfromfurnishinghissubjectswiththeirsubsistencethathegetshisownonlyfromthem;and,accordingtoRabelais,kingsdonotliveonnothing。Dosubjectsthengivetheirpersonsonconditionthatthekingtakestheirgoodsalso?Ifailtoseewhattheyhavelefttopreserve。
Itwillbesaidthatthedespotassureshissubjectsciviltranquillity。
Granted;butwhatdotheygain,ifthewarshisambitionbringsdownuponthem,hisinsatiableavidity,andthevexationsconductofhisministerspressharderonthemthantheirowndissensionswouldhavedone?Whatdotheygain,iftheverytranquillitytheyenjoyisoneoftheirmiseries?
Tranquillityisfoundalsoindungeons;butisthatenoughtomakethemdesirableplacestolivein?TheGreeksimprisonedinthecaveoftheCyclopslivedthereverytranquilly,whiletheywereawaitingtheirturntobedevoured。
Tosaythatamangiveshimselfgratuitously,istosaywhatisabsurdandinconceivable;suchanactisnullandillegitimate,fromthemerefactthathewhodoesitisoutofhismind。Tosaythesameofawholepeopleistosupposeapeopleofmadmen;andmadnesscreatesnoright。
Evenifeachmancouldalienatehimself,hecouldnotalienatehischildren:
theyarebornmenandfree;theirlibertybelongstothem,andnoonebuttheyhastherighttodisposeofit。Beforetheycometoyearsofdiscretion,thefathercan,intheirname,laydownconditionsfortheirpreservationandwell-being,buthecannotgivethemirrevocablyandwithoutconditions:
suchagiftiscontrarytotheendsofnature,andexceedstherightsofpaternity。Itwouldthereforebenecessary,inordertolegitimiseanarbitrarygovernment,thatineverygenerationthepeopleshouldbeinapositiontoacceptorrejectit;but,werethisso,thegovernmentwouldbenolongerarbitrary。
Torenouncelibertyistorenouncebeingaman,tosurrendertherightsofhumanityandevenitsduties。Forhimwhorenounceseverythingnoindemnityispossible。Sucharenunciationisincompatiblewithman’snature;toremovealllibertyfromhiswillistoremoveallmoralityfromhisacts。
Finally,itisanemptyandcontradictoryconventionthatsetsup,ontheoneside,absoluteauthority,and,ontheother,unlimitedobedience。Isitnotclearthatwecanbeundernoobligationtoapersonfromwhomwehavetherighttoexacteverything?Doesnotthisconditionalone,intheabsenceofequivalenceorexchange,initselfinvolvethenullityoftheact?Forwhatrightcanmyslavehaveagainstme,whenallthathehasbelongstome,and,hisrightbeingmine,thisrightofmineagainstmyselfisaphrasedevoidofmeaning?
Grotiusandtherestfindinwaranotheroriginfortheso-calledrightofslavery。Thevictorhaving,astheyhold,therightofkillingthevanquished,thelattercanbuybackhislifeatthepriceofhisliberty;andthisconventionisthemorelegitimatebecauseitistotheadvantageofbothparties。
Butitisclearthatthissupposedrighttokilltheconqueredisbynomeansdeduciblefromthestateofwar。Men,fromthemerefactthat,whiletheyarelivingintheirprimitiveindependence,theyhavenomutualrelationsstableenoughtoconstituteeitherthestateofpeaceorthestateofwar,cannotbenaturallyenemies。Warisconstitutedbyarelationbetweenthings,andnotbetweenpersons;and,asthestateofwarcannotariseoutofsimplepersonalrelations,butonlyoutofrealrelations,privatewar,orwarofmanwithman,canexistneitherinthestateofnature,wherethereisnoconstantproperty,norinthesocialstate,whereeverythingisundertheauthorityofthelaws。
Individualcombats,duelsandencounters,areactswhichcannotconstituteastate;whiletheprivatewars,authorisedbytheEstablishmentsofLouisIX,KingofFrance,andsuspendedbythePeaceofGod,areabusesoffeudalism,initselfanabsurdsystemifevertherewasone,andcontrarytotheprinciplesofnaturalrightandtoallgoodpolity。
Warthenisarelation,notbetweenmanandman,butbetweenStateandState,andindividualsareenemiesonlyaccidentally,notasmen,norevenascitizens,3butassoldiers;notasmembersoftheircountry,butasitsdefenders。Finally,eachStatecanhaveforenemiesonlyotherStates,andnotmen;forbetweenthingsdisparateinnaturetherecanbenorealrelation。
Furthermore,thisprincipleisinconformitywiththeestablishedrulesofalltimesandtheconstantpracticeofallcivilisedpeoples。Declarationsofwarareintimationslesstopowersthantotheirsubjects。Theforeigner,whetherking,individual,orpeople,whorobs,killsordetainsthesubjects,withoutdeclaringwarontheprince,isnotanenemy,butabrigand。Eveninrealwar,ajustprince,whilelayinghands,intheenemy’scountry,onallthatbelongstothepublic,respectsthelivesandgoodsofindividuals:
herespectsrightsonwhichhisownarefounded。TheobjectofthewarbeingthedestructionofthehostileState,theothersidehasarighttokillitsdefenders,whiletheyarebearingarms;butassoonastheylaythemdownandsurrender,theyceasetobeenemiesorinstrumentsoftheenemy,andbecomeoncemoremerelymen,whoselifenoonehasanyrighttotake。SometimesitispossibletokilltheStatewithoutkillingasingleoneofitsmembers;andwargivesnorightwhichisnotnecessarytothegainingofitsobject。TheseprinciplesarenotthoseofGrotius:theyarenotbasedontheauthorityofpoets,butderivedfromthenatureofrealityandbasedonreason。
Therightofconquesthasnofoundationotherthantherightofthestrongest。Ifwardoesnotgivetheconquerortherighttomassacretheconqueredpeoples,therighttoenslavethemcannotbebaseduponarightwhichdoesnotexist。Noonehasarighttokillanenemyexceptwhenhecannotmakehimaslave,andtherighttoenslavehimcannotthereforebederivedfromtherighttokillhim。Itisaccordinglyanunfairexchangetomakehimbuyatthepriceofhislibertyhislife,overwhichthevictorholdsnoright。Isitnotclearthatthereisaviciouscircleinfoundingtherightoflifeanddeathontherightofslavery,andtherightofslaveryontherightoflifeanddeath?
Evenifweassumethisterriblerighttokilleverybody,Imaintainthataslavemadeinwar,oraconqueredpeople,isundernoobligationtoamaster,excepttoobeyhimasfarasheiscompelledtodoso。Bytakinganequivalentforhislife,thevictorhasnotdonehimafavour;
insteadofkillinghimwithoutprofit,hehaskilledhimusefully。Sofarthenishefromacquiringoverhimanyauthorityinadditiontothatofforce,thatthestateofwarcontinuestosubsistbetweenthem:theirmutualrelationistheeffectofit,andtheusageoftherightofwardoesnotimplyatreatyofpeace。Aconventionhasindeedbeenmade;butthisconvention,sofarfromdestroyingthestateofwar,presupposesitscontinuance。
So,fromwhateveraspectweregardthequestion,therightofslaveryisnullandvoid,notonlyasbeingillegitimate,butalsobecauseitisabsurdandmeaningless。Thewordsslaveandrightcontradicteachother,andaremutuallyexclusive。Itwillalwaysbeequallyfoolishforamantosaytoamanortoapeople:"Imakewithyouaconventionwhollyatyourexpenseandwhollytomyadvantage;IshallkeepitaslongasIlike,andyouwillkeepitaslongasIlike。"5。THATWEMUSTALWAYSGOBACKTOAFIRSTCONVENTIONEVENifIgrantedallthatI
havebeenrefuting,thefriendsofdespotismwouldbenobetteroff。Therewillalwaysbeagreatdifferencebetweensubduingamultitudeandrulingasociety。Evenifscatteredindividualsweresuccessivelyenslavedbyoneman,howevernumeroustheymightbe,Istillseenomorethanamasterandhisslaves,andcertainlynotapeopleanditsruler;Iseewhatmaybetermedanaggregation,butnotanassociation;thereisasyetneitherpublicgoodnorbodypolitic。Themaninquestion,evenifhehasenslavedhalftheworld,isstillonlyanindividual;hisinterest,apartfromthatofothers,isstillapurelyprivateinterest。Ifthissamemancomestodie,hisempire,afterhim,remainsscatteredandwithoutunity,asanoakfallsanddissolvesintoaheapofasheswhenthefirehasconsumedit。
Apeople,saysGrotius,cangiveitselftoaking。Then,accordingtoGrotius,apeopleisapeoplebeforeitgivesitself。Thegiftisitselfacivilact,andimpliespublicdeliberation。Itwouldbebetter,beforeexaminingtheactbywhichapeoplegivesitselftoaking,toexaminethatbywhichithasbecomeapeople;forthisact,beingnecessarilypriortotheother,isthetruefoundationofsociety。
Indeed,iftherewerenopriorconvention,where,unlesstheelectionwereunanimous,wouldbetheobligationontheminoritytosubmittothechoiceofthemajority?Howhaveahundredmenwhowishforamastertherighttovoteonbehalfoftenwhodonot?Thelawofmajorityvotingisitselfsomethingestablishedbyconvention,andpresupposesunanimity,ononeoccasionatleast。6。THESOCIALCOMPACTISUPPOSEmentohavereachedthepointatwhichtheobstaclesinthewayoftheirpreservationinthestateofnatureshowtheirpowerofresistancetobegreaterthantheresourcesatthedisposalofeachindividualforhismaintenanceinthatstate。Thatprimitiveconditioncanthensubsistnolonger;andthehumanracewouldperishunlessitchangeditsmannerofexistence。
But,asmencannotengendernewforces,butonlyuniteanddirectexistingones,theyhavenoothermeansofpreservingthemselvesthantheformation,byaggregation,ofasumofforcesgreatenoughtoovercometheresistance。
Thesetheyhavetobringintoplaybymeansofasinglemotivepower,andcausetoactinconcert。
Thissumofforcescanariseonlywhereseveralpersonscometogether:
but,astheforceandlibertyofeachmanarethechiefinstrumentsofhisself-preservation,howcanhepledgethemwithoutharminghisowninterests,andneglectingthecareheowestohimself?Thisdifficulty,initsbearingonmypresentsubject,maybestatedinthefollowingterms:
"Theproblemistofindaformofassociationwhichwilldefendandprotectwiththewholecommonforcethepersonandgoodsofeachassociate,andinwhicheach,whileunitinghimselfwithall,maystillobeyhimselfalone,andremainasfreeasbefore。"ThisisthefundamentalproblemofwhichtheSocialContractprovidesthesolution。
Theclausesofthiscontractaresodeterminedbythenatureoftheactthattheslightestmodificationwouldmakethemvainandineffective;
sothat,althoughtheyhaveperhapsneverbeenformallysetforth,theyareeverywherethesameandeverywheretacitlyadmittedandrecognised,until,ontheviolationofthesocialcompact,eachregainshisoriginalrightsandresumeshisnaturalliberty,whilelosingtheconventionallibertyinfavourofwhichherenouncedit。
Theseclauses,properlyunderstood,maybereducedtoone?thetotalalienationofeachassociate,togetherwithallhisrights,tothewholecommunity;for,inthefirstplace,aseachgiveshimselfabsolutely,theconditionsarethesameforall;and,thisbeingso,noonehasanyinterestinmakingthemburdensometoothers。
Moreover,thealienationbeingwithoutreserve,theunionisasperfectasitcanbe,andnoassociatehasanythingmoretodemand:for,iftheindividualsretainedcertainrights,astherewouldbenocommonsuperiortodecidebetweenthemandthepublic,each,beingononepointhisownjudge,wouldasktobesoonall;thestateofnaturewouldthuscontinue,andtheassociationwouldnecessarilybecomeinoperativeortyrannical。
Finally,eachman,ingivinghimselftoall,giveshimselftonobody;
andasthereisnoassociateoverwhomhedoesnotacquirethesamerightasheyieldsothersoverhimself,hegainsanequivalentforeverythingheloses,andanincreaseofforceforthepreservationofwhathehas。
Ifthenwediscardfromthesocialcompactwhatisnotofitsessence,weshallfindthatitreducesitselftothefollowingterms:
"Eachofusputshispersonandallhispowerincommonunderthesupremedirectionofthegeneralwill,and,inourcorporatecapacity,wereceiveeachmemberasanindivisiblepartofthewhole。"
Atonce,inplaceoftheindividualpersonalityofeachcontractingparty,thisactofassociationcreatesamoralandcollectivebody,composedofasmanymembersastheassemblycontainsvotes,andreceivingfromthisactitsunity,itscommonidentity,itslifeanditswill。Thispublicperson,soformedbytheunionofallotherpersonsformerlytookthenameofcity,4andnowtakesthatofRepublicorbodypolitic;itiscalledbyitsmembersStatewhenpassive。Sovereignwhenactive,andPowerwhencomparedwithotherslikeitself。Thosewhoareassociatedinittakecollectivelythenameofpeople,andseverallyarecalledcitizens,assharinginthesovereignpower,andsubjects,asbeingunderthelawsoftheState。Butthesetermsareoftenconfusedandtakenoneforanother:itisenoughtoknowhowtodistinguishthemwhentheyarebeingusedwithprecision。7。THESOVEREIGNTHISformulashowsusthattheactofassociationcomprisesamutualundertakingbetweenthepublicandtheindividuals,andthateachindividual,inmakingacontract,aswemaysay,withhimself,isboundinadoublecapacity;asamemberoftheSovereignheisboundtotheindividuals,andasamemberoftheStatetotheSovereign。Butthemaximofcivilright,thatnooneisboundbyundertakingsmadetohimself,doesnotapplyinthiscase;forthereisagreatdifferencebetweenincurringanobligationtoyourselfandincurringonetoawholeofwhichyouformapart。
Attentionmustfurtherbecalledtothefactthatpublicdeliberation,whilecompetenttobindallthesubjectstotheSovereign,becauseofthetwodifferentcapacitiesinwhicheachofthemmayberegarded,cannot,fortheoppositereason,bindtheSovereigntoitself;andthatitisconsequentlyagainstthenatureofthebodypoliticfortheSovereigntoimposeonitselfalawwhichitcannotinfringe。Beingabletoregarditselfinonlyonecapacity,itisinthepositionofanindividualwhomakesacontractwithhimself;andthismakesitclearthatthereneitherisnorcanbeanykindoffundamentallawbindingonthebodyofthepeople?noteventhesocialcontractitself。Thisdoesnotmeanthatthebodypoliticcannotenterintoundertakingswithothers,providedthecontractisnotinfringedbythem;forinrelationtowhatisexternaltoit,itbecomesasimplebeing,anindividual。
ButthebodypoliticortheSovereign,drawingitsbeingwhollyfromthesanctityofthecontract,canneverbinditself,eventoanoutsider,todoanythingderogatorytotheoriginalact,forinstance,toalienateanypartofitself,ortosubmittoanotherSovereign。Violationoftheactbywhichitexistswouldbeself-annihilation;andthatwhichisitselfnothingcancreatenothing。
Assoonasthismultitudeissounitedinonebody,itisimpossibletooffendagainstoneofthememberswithoutattackingthebody,andstillmoretooffendagainstthebodywithoutthemembersresentingit。Dutyandinterestthereforeequallyobligethetwocontractingpartiestogiveeachotherhelp;andthesamemenshouldseektocombine,intheirdoublecapacity,alltheadvantagesdependentuponthatcapacity。
Again,theSovereign,beingformedwhollyoftheindividualswhocomposeit,neitherhasnorcanhaveanyinterestcontrarytotheirs;andconsequentlythesovereignpowerneedgivenoguaranteetoitssubjects,becauseitisimpossibleforthebodytowishtohurtallitsmembers。Weshallalsoseelateronthatitcannothurtanyinparticular。TheSovereign,merelybyvirtueofwhatitis,isalwayswhatitshouldbe。
This,however,isnotthecasewiththerelationofthesubjectstotheSovereign,which,despitethecommoninterest,wouldhavenosecuritythattheywouldfulfiltheirundertakings,unlessitfoundmeanstoassureitselfoftheirfidelity。
Infact,eachindividual,asaman,mayhaveaparticularwillcontraryordissimilartothegeneralwillwhichhehasasacitizen。Hisparticularinterestmayspeaktohimquitedifferentlyfromthecommoninterest:hisabsoluteandnaturallyindependentexistencemaymakehimlookuponwhatheowestothecommoncauseasagratuitouscontribution,thelossofwhichwilldolessharmtoothersthanthepaymentofitisburdensometohimself;
and,regardingthemoralpersonwhichconstitutestheStateasapersonaficta,becausenotaman,hemaywishtoenjoytherightsofcitizenshipwithoutbeingreadytofulfilthedutiesofasubject。Thecontinuanceofsuchaninjusticecouldnotbutprovetheundoingofthebodypolitic。
Inorderthenthatthesocialcompactmaynotbeanemptyformula,ittacitlyincludestheundertaking,whichalonecangiveforcetotherest,thatwhoeverrefusestoobeythegeneralwillshallbecompelledtodosobythewholebody。Thismeansnothinglessthanthathewillbeforcedtobefree;forthisistheconditionwhich,bygivingeachcitizentohiscountry,secureshimagainstallpersonaldependence。Inthisliesthekeytotheworkingofthepoliticalmachine;thisalonelegitimisescivilundertakings,which,withoutit,wouldbeabsurd,tyrannical,andliabletothemostfrightfulabuses。8。THECIVILSTATETHEpassagefromthestateofnaturetothecivilstateproducesaveryremarkablechangeinman,bysubstitutingjusticeforinstinctinhisconduct,andgivinghisactionsthemoralitytheyhadformerlylacked。Thenonly,whenthevoiceofdutytakestheplaceofphysicalimpulsesandrightofappetite,doesman,whosofarhadconsideredonlyhimself,findthatheisforcedtoactondifferentprinciples,andtoconsulthisreasonbeforelisteningtohisinclinations。
Although,inthisstate,hedepriveshimselfofsomeadvantageswhichhegotfromnature,hegainsinreturnotherssogreat,hisfacultiesaresostimulatedanddeveloped,hisideassoextended,hisfeelingssoennobled,andhiswholesoulsouplifted,that,didnottheabusesofthisnewconditionoftendegradehimbelowthatwhichheleft,hewouldbeboundtoblesscontinuallythehappymomentwhichtookhimfromitforever,and,insteadofastupidandunimaginativeanimal,madehimanintelligentbeingandaman。
Letusdrawupthewholeaccountintermseasilycommensurable。Whatmanlosesbythesocialcontractishisnaturallibertyandanunlimitedrighttoeverythinghetriestogetandsucceedsingetting;whathegainsiscivillibertyandtheproprietorshipofallhepossesses。Ifwearetoavoidmistakeinweighingoneagainsttheother,wemustclearlydistinguishnaturalliberty,whichisboundedonlybythestrengthoftheindividual,fromcivilliberty,whichislimitedbythegeneralwill;andpossession,whichismerelytheeffectofforceortherightofthefirstoccupier,fromproperty,whichcanbefoundedonlyonapositivetitle。
Wemight,overandaboveallthis,add,towhatmanacquiresinthecivilstate,moralliberty,whichalonemakeshimtrulymasterofhimself;
forthemereimpulseofappetiteisslavery,whileobediencetoalawwhichweprescribetoourselvesisliberty。ButIhavealreadysaidtoomuchonthishead,andthephilosophicalmeaningofthewordlibertydoesnotnowconcernus。9。REALPROPERTYEACHmemberofthecommunitygiveshimselftoit,atthemomentofitsfoundation,justasheis,withalltheresourcesathiscommand,includingthegoodshepossesses。Thisactdoesnotmakepossession,inchanginghands,changeitsnature,andbecomepropertyinthehandsoftheSovereign;but,astheforcesofthecityareincomparablygreaterthanthoseofanindividual,publicpossessionisalso,infact,strongerandmoreirrevocable,withoutbeinganymorelegitimate,atanyratefromthepointofviewofforeigners。FortheState,inrelationtoitsmembers,ismasterofalltheirgoodsbythesocialcontract,which,withintheState,isthebasisofallrights;but,inrelationtootherpowers,itissoonlybytherightofthefirstoccupier,whichitholdsfromitsmembers。
Therightofthefirstoccupier,thoughmorerealthantherightofthestrongest,becomesarealrightonlywhentherightofpropertyhasalreadybeenestablished。Everymanhasnaturallyarighttoeverythingheneeds;butthepositiveactwhichmakeshimproprietorofonethingexcludeshimfromeverythingelse。Havinghisshare,heoughttokeeptoit,andcanhavenofurtherrightagainstthecommunity。Thisiswhytherightofthefirstoccupier,whichinthestateofnatureissoweak,claimstherespectofeverymanincivilsociety。Inthisrightwearerespectingnotsomuchwhatbelongstoanotheraswhatdoesnotbelongtoourselves。
Ingeneral,toestablishtherightofthefirstoccupieroveraplotofground,thefollowingconditionsarenecessary:first,thelandmustnotyetbeinhabited;secondly,amanmustoccupyonlytheamountheneedsforhissubsistence;and,inthethirdplace,possessionmustbetaken,notbyanemptyceremony,butbylabourandcultivation,theonlysignofproprietorshipthatshouldberespectedbyothers,indefaultofalegaltitle。
Ingrantingtherightoffirstoccupancytonecessityandlabour,arewenotreallystretchingitasfarasitcango?Isitpossibletoleavesucharightunlimited?Isittobeenoughtosetfootonaplotofcommonground,inordertobeabletocallyourselfatoncethemasterofit?
Isittobeenoughthatamanhasthestrengthtoexpelothersforamoment,inordertoestablishhisrighttopreventthemfromeverreturning?Howcanamanorapeopleseizeanimmenseterritoryandkeepitfromtherestoftheworldexceptbyapunishableusurpation,sinceallothersarebeingrobbed,bysuchanact,oftheplaceofhabitationandthemeansofsubsistencewhichnaturegavethemincommon?WhenNunezBalboa,standingonthesea-shore,tookpossessionoftheSouthSeasandthewholeofSouthAmericainthenameofthecrownofCastile,wasthatenoughtodispossessalltheiractualinhabitants,andtoshutoutfromthemalltheprincesoftheworld?Onsuchashowing,theseceremoniesareidlymultiplied,andtheCatholicKingneedonlytakepossessionallatonce,fromhisapartment,ofthewholeuniverse,merelymakingasubsequentreservationaboutwhatwasalreadyinthepossessionofotherprinces。
Wecanimaginehowthelandsofindividuals,wheretheywerecontiguousandcametobeunited,becamethepublicterritory,andhowtherightofSovereignty,extendingfromthesubjectsoverthelandstheyheld,becameatoncerealandpersonal。Thepossessorswerethusmademoredependent,andtheforcesattheircommandusedtoguaranteetheirfidelity。Theadvantageofthisdoesnotseemtohavebeenfeltbyancientmonarchs,whocalledthemselvesKingsofthePersians,Scythians,orMacedonians,andseemedtoregardthemselvesmoreasrulersofmenthanasmastersofacountry。
ThoseofthepresentdaymorecleverlycallthemselvesKingsofFrance,Spain,England,etc。:thusholdingtheland,theyarequiteconfidentofholdingtheinhabitants。
Thepeculiarfactaboutthisalienationisthat,intakingoverthegoodsofindividuals,thecommunity,sofarfromdespoilingthem,onlyassuresthemlegitimatepossession,andchangesusurpationintoatruerightandenjoymentintoproprietorship。Thusthepossessors,beingregardedasdepositariesofthepublicgood,andhavingtheirrightsrespectedbyallthemembersoftheStateandmaintainedagainstforeignaggressionbyallitsforces,have,byacessionwhichbenefitsboththepublicandstillmorethemselves,acquired,sotospeak,allthattheygaveup。ThisparadoxmayeasilybeexplainedbythedistinctionbetweentherightswhichtheSovereignandtheproprietorhaveoverthesameestate,asweshallseelateron。
Itmayalsohappenthatmenbegintouniteonewithanotherbeforetheypossessanything,andthat,subsequentlyoccupyingatractofcountrywhichisenoughforall,theyenjoyitincommon,orshareitoutamongthemselves,eitherequallyoraccordingtoascalefixedbytheSovereign。Howevertheacquisitionbemade,therightwhicheachindividualhastohisownestateisalwayssubordinatetotherightwhichthecommunityhasoverall:withoutthis,therewouldbeneitherstabilityinthesocialtie,norrealforceintheexerciseofSovereignty。
Ishallendthischapterandthisbookbyremarkingonafactonwhichthewholesocialsystemshouldrest:i。e。,that,insteadofdestroyingnaturalinequality,thefundamentalcompactsubstitutes,forsuchphysicalinequalityasnaturemayhavesetupbetweenmen,anequalitythatismoralandlegitimate,andthatmen,whomaybeunequalinstrengthorintelligence,becomeeveryoneequalbyconventionandlegalright。5
1。"Learnedinquiriesintopublicrightareoftenonlythehistoryofpastabuses;andtroublingtostudythemtoodeeplyisaprofitlessinfatuation"(EssayontheInterestsofFranceinRelationtoitsNeighbours,bytheMarquisd’Argenson)。ThisisexactlywhatGrotiushasdone。
2。SeeashorttreatiseofPlutarch’sentitledThatAnimalsReason。
3。TheRomans,whounderstoodandrespectedtherightofwarmorethananyothernationonearth,carriedtheirscruplesonthisheadsofarthatacitizenwasnotallowedtoserveasavolunteerwithoutengaginghimselfexpresslyagainsttheenemy,andagainstsuchandsuchanenemybyname。AlegioninwhichtheyoungerCatowasseeinghisfirstserviceunderPopiliushavingbeenreconstructed,theelderCatowrotetoPopiliusthat,ifhewishedhissontocontinueservingunderhim,hemustadministertohimanewmilitaryoath,because,thefirsthavingbeenannulled,hewasnolongerabletobeararmsagainsttheenemy。
ThesameCatowrotetohissontellinghimtotakegreatcarenottogointobattlebeforetakingthisnewoath。IknowthatthesiegeofClusiumandotherisolatedeventscanbequotedagainstme;butIamcitinglawsandcustoms。TheRomansarethepeoplethatleastoftentransgresseditslaws;andnootherpeoplehashadsuchgoodones。
4。Therealmeaningofthiswordhasbeenalmostwhollylostinmoderntimes;mostpeoplemistakeatownforacity,andatownsmanforacitizen。Theydonotknowthathousesmakeatown,butcitizensacity。ThesamemistakelongagocosttheCarthaginiansdear。Ihaveneverreadofthetitleofcitizensbeinggiventothesubjectsofanyprince,noteventheancientMacedoniansortheEnglishofto-day,thoughtheyarenearerlibertythananyoneelse。TheFrenchaloneeverywherefamiliarlyadoptthenameofcitizens,because,ascanbeseenfromtheirdictionaries,theyhavenoideaofitsmeaning;otherwisetheywouldbeguiltyinusurpingit,ofthecrimeoflèse-majesté:
amongthem,thenameexpressesavirtue,andnotaright。WhenBodinspokeofourcitizensandtownsmen,hefellintoabadblunderintakingtheoneclassfortheother。M。d’Alemberthasavoidedtheerror,and,inhisarticleonGeneva,hasclearlydistinguishedthefourordersofmen(orevenfive,countingmereforeigners)whodwellinourtown,ofwhichtwoonlycomposetheRepublic。NootherFrenchwriter,tomyknowledge,hasunderstoodtherealmeaningofthewordcitizen。
5。Underbadgovernments,thisequalityisonlyapparentandillusory:itservesonlyto-keepthepauperinhispovertyandtherichmaninthepositionhehasusurped。Infact,lawsarealwaysofusetothosewhopossessandharmfultothosewhohavenothing:
fromwhichitfollowsthatthesocialstateisadvantageoustomenonlywhenallhavesomethingandnonetoomuch。
Rousseau:SocialContract:BookIIBOOKII1。THATSOVEREIGNTYISINALIENABLETHEfirstandmostimportantdeductionfromtheprincipleswehavesofarlaiddownisthatthegeneralwillalonecandirecttheStateaccordingtotheobjectforwhichitwasinstituted,i。e。,thecommongood:foriftheclashingofparticularinterestsmadetheestablishmentofsocietiesnecessary,theagreementoftheseveryinterestsmadeitpossible。Thecommonelementinthesedifferentinterestsiswhatformsthesocialtie;and,weretherenopointofagreementbetweenthemall,nosocietycouldexist。Itissolelyonthebasisofthiscommoninterestthateverysocietyshouldbegoverned。
IholdthenthatSovereignty,beingnothinglessthantheexerciseofthegeneralwill,canneverbealienated,andthattheSovereign,whoisnolessthanacollectivebeing,cannotberepresentedexceptbyhimself:
thepowerindeedmaybetransmitted,butnotthewill。
Inreality,ifitisnotimpossibleforaparticularwilltoagreeonsomepointwiththegeneralwill,itisatleastimpossiblefortheagreementtobelastingandconstant;fortheparticularwilltends,byitsverynature,topartiality,whilethegeneralwilltendstoequality。Itisevenmoreimpossibletohaveanyguaranteeofthisagreement;forevenifitshouldalwaysexist,itwouldbetheeffectnotofart,butofchance。
TheSovereignmayindeedsay:"Inowwillactuallywhatthismanwills,oratleastwhathesayshewills";butitcannotsay:"Whathewillstomorrow,Itooshallwill"becauseitisabsurdforthewilltobinditselfforthefuture,norisitincumbentonanywilltoconsenttoanythingthatisnotforthegoodofthebeingwhowills。Ifthenthepeoplepromisessimplytoobey,bythatveryactitdissolvesitselfandloseswhatmakesitapeople;themomentamasterexists,thereisnolongeraSovereign,andfromthatmomentthebodypolitichasceasedtoexist。
Thisdoesnotmeanthatthecommandsoftherulerscannotpassforgeneralwills,solongastheSovereign,beingfreetoopposethem,offersnoopposition。
Insuchacase,universalsilenceistakentoimplytheconsentofthepeople。Thiswillbeexplainedlateron。2。THATSOVEREIGNTYISINDIVISIBLESOVEREIGNTY,forthesamereasonasmakesitinalienable,isindivisible;forwilleitheris,orisnot,general;6itisthewilleitherofthebodyofthepeople,oronlyofapartofit。Inthefirstcase,thewill,whendeclared,isanactofSovereigntyandconstituteslaw:inthesecond,itismerelyaparticularwill,oractofmagistracy?atthemostadecree。
Butourpoliticaltheorists,unabletodivideSovereigntyinprinciple,divideitaccordingtoitsobject:intoforceandwill;intolegislativepowerandexecutivepower;intorightsoftaxation,justiceandwar;intointernaladministrationandpowerofforeigntreaty。Sometimestheyconfuseallthesesections,andsometimestheydistinguishthem;theyturntheSovereignintoafantasticbeingcomposedofseveralconnectedpieces:
itisasiftheyweremakingmanofseveralbodies,onewitheyes,onewitharms,anotherwithfeet,andeachwithnothingbesides。WearetoldthatthejugglersofJapandismemberachildbeforetheeyesofthespectators;
thentheythrowallthemembersintotheaironeafteranother,andthechildfallsdownaliveandwhole。Theconjuringtricksofourpoliticaltheoristsareverylikethat;theyfirstdismembertheBodypoliticbyanillusionworthyofafair,andthenjoinittogetheragainweknownothow。
ThiserrorisduetoalackofexactnotionsconcerningtheSovereignauthority,andtotakingforpartsofitwhatareonlyemanationsfromit。Thus,forexample,theactsofdeclaringwarandmakingpeacehavebeenregardedasactsofSovereignty;butthisisnotthecase,astheseactsdonotconstitutelaw,butmerelytheapplicationofalaw,aparticularactwhichdecideshowthelawapplies,asweshallseeclearlywhentheideaattachedtothewordlawhasbeendefined。
Ifweexaminedtheotherdivisionsinthesamemanner,weshouldfindthat,wheneverSovereigntyseemstobedivided,thereisanillusion:therightswhicharetakenasbeingpartofSovereigntyarereallyallsubordinate,andalwaysimplysupremewillsofwhichtheyonlysanctiontheexecution。
Itwouldbeimpossibletoestimatetheobscuritythislackofexactnesshasthrownoverthedecisionsofwriterswhohavedealtwithpoliticalright,whentheyhaveusedtheprincipleslaiddownbythemtopassjudgmentontherespectiverightsofkingsandpeoples。Everyonecansee,inChaptersIIIandIVoftheFirstBookofGrotius,howthelearnedmanandhistranslator,Barbeyrac,entangleandtiethemselvesupintheirownsophistries,forfearofsayingtoolittleortoomuchofwhattheythink,andsooffendingtheintereststheyhavetoconciliate。Grotius,arefugeeinFrance,ill-contentwithhisowncountry,anddesirousofpayinghiscourttoLouisXIII,towhomhisbookisdedicated,sparesnopainstorobthepeoplesofalltheirrightsandinvestkingswiththembyeveryconceivableartifice。ThiswouldalsohavebeenmuchtothetasteofBarbeyrac,whodedicatedhistranslationtoGeorgeIofEngland。ButunfortunatelytheexpulsionofJamesII,whichhecalledhis"abdication,"compelledhimtouseallreserve,toshuffleandtotergiversate,inordertoavoidmakingWilliamoutausurper。Ifthesetwowritershadadoptedthetrueprinciples,alldifficultieswouldhavebeenremoved,andtheywouldhavebeenalwaysconsistent;butitwouldhavebeenasadtruthforthemtotell,andwouldhavepaidcourtforthemtonoonesavethepeople。Moreover,truthisnoroadtofortune,andthepeopledispensesneitherambassadorships,norprofessorships,norpensions。3。WHETHERTHEGENERALWILLISFALLIBLEITfollowsfromwhathasgonebeforethatthegeneralwillisalwaysrightandtendstothepublicadvantage;
butitdoesnotfollowthatthedeliberationsofthepeoplearealwaysequallycorrect。Ourwillisalwaysforourowngood,butwedonotalwaysseewhatthatis;thepeopleisnevercorrupted,butitisoftendeceived,andonsuchoccasionsonlydoesitseemtowillwhatisbad。
Thereisoftenagreatdealofdifferencebetweenthewillofallandthegeneralwill;thelatterconsidersonlythecommoninterest,whiletheformertakesprivateinterestintoaccount,andisnomorethanasumofparticularwills:buttakeawayfromthesesamewillstheplusesandminusesthatcanceloneanother,7andthegeneralwillremainsasthesumofthedifferences。
If,whenthepeople,beingfurnishedwithadequateinformation,helditsdeliberations,thecitizenshadnocommunicationonewithanother,thegrandtotalofthesmalldifferenceswouldalwaysgivethegeneralwill,andthedecisionwouldalwaysbegood。Butwhenfactionsarise,andpartialassociationsareformedattheexpenseofthegreatassociation,thewillofeachoftheseassociationsbecomesgeneralinrelationtoitsmembers,whileitremainsparticularinrelationtotheState:itmaythenbesaidthattherearenolongerasmanyvotesastherearemen,butonlyasmanyasthereareassociations。Thedifferencesbecomelessnumerousandgivealessgeneralresult。Lastly,whenoneoftheseassociationsissogreatastoprevailoveralltherest,theresultisnolongerasumofsmalldifferences,butasingledifference;inthiscasethereisnolongerageneralwill,andtheopinionwhichprevailsispurelyparticular。
Itisthereforeessential,ifthegeneralwillistobeabletoexpressitself,thatthereshouldbenopartialsocietywithintheState,andthateachcitizenshouldthinkonlyhisownthoughts:8whichwasindeedthesublimeanduniquesystemestablishedbythegreatLycurgus。Butiftherearepartialsocieties,itisbesttohaveasmanyaspossibleandtopreventthemfrombeingunequal,aswasdonebySolon,NumaandServius。Theseprecautionsaretheonlyonesthatcanguaranteethatthegeneralwillshallbealwaysenlightened,andthatthepeopleshallinnowaydeceiveitself。4。THELIMITSOFTHESOVEREIGNPOWERIFtheStateisamoralpersonwhoselifeisintheunionofitsmembers,andifthemostimportantofitscaresisthecareforitsownpreservation,itmusthaveauniversalandcompellingforce,inordertomoveanddisposeeachpartasmaybemostadvantageoustothewhole。Asnaturegiveseachmanabsolutepoweroverallhismembers,thesocialcompactgivesthebodypoliticabsolutepoweroverallitsmembersalso;anditisthispowerwhich,underthedirectionofthegeneralwill,bears,asIhavesaid,thenameofSovereignty。
But,besidesthepublicperson,wehavetoconsidertheprivatepersonscomposingit,whoselifeandlibertyarenaturallyindependentofit。WeareboundthentodistinguishclearlybetweentherespectiverightsofthecitizensandtheSovereign,9andbetweenthedutiestheformerhavetofulfilassubjects,andthenaturalrightstheyshouldenjoyasmen。
Eachmanalienates,Iadmit,bythesocialcompact,onlysuchpartofhispowers,goodsandlibertyasitisimportantforthecommunitytocontrol;
butitmustalsobegrantedthattheSovereignissolejudgeofwhatisimportant。
EveryserviceacitizencanrendertheStateheoughttorenderassoonastheSovereigndemandsit;buttheSovereign,foritspart,cannotimposeuponitssubjectsanyfettersthatareuselesstothecommunity,norcanitevenwishtodoso;fornomorebythelawofreasonthanbythelawofnaturecananythingoccurwithoutacause。
Theundertakingswhichbindustothesocialbodyareobligatoryonlybecausetheyaremutual;andtheirnatureissuchthatinfulfillingthemwecannotworkforotherswithoutworkingforourselves。Whyisitthatthegeneralwillisalwaysintheright,andthatallcontinuallywillthehappinessofeachone,unlessitisbecausethereisnotamanwhodoesnotthinkof"each"asmeaninghim,andconsiderhimselfinvotingforall?Thisprovesthatequalityofrightsandtheideaofjusticewhichsuchequalitycreatesoriginateinthepreferenceeachmangivestohimself,andaccordinglyintheverynatureofman。Itprovesthatthegeneralwill,tobereallysuch,mustbegeneralinitsobjectaswellasitsessence;
thatitmustbothcomefromallandapplytoall;andthatitlosesitsnaturalrectitudewhenitisdirectedtosomeparticularanddeterminateobject,becauseinsuchacasewearejudgingofsomethingforeigntous,andhavenotrueprincipleofequitytoguideus。
Indeed,assoonasaquestionofparticularfactorrightarisesonapointnotpreviouslyregulatedbyageneralconvention,thematterbecomescontentious。Itisacaseinwhichtheindividualsconcernedareoneparty,andthepublictheother,butinwhichIcanseeneitherthelawthatoughttobefollowednorthejudgewhooughttogivethedecision。Insuchacase,itwouldbeabsurdtoproposetoreferthequestiontoanexpressdecisionofthegeneralwill,whichcanbeonlytheconclusionreachedbyoneofthepartiesandinconsequencewillbe,fortheotherparty,merelyanexternalandparticularwill,inclinedonthisoccasiontoinjusticeandsubjecttoerror。Thus,justasaparticularwillcannotstandforthegeneralwill,thegeneralwill,inturn,changesitsnature,whenitsobjectisparticular,and,asgeneral,cannotpronounceonamanorafact。
When,forinstance,thepeopleofAthensnominatedordisplaceditsrulers,decreedhonourstoone,andimposedpenaltiesonanother,and,byamultitudeofparticulardecrees,exercisedallthefunctionsofgovernmentindiscriminately,ithadinsuchcasesnolongerageneralwillinthestrictsense;itwasactingnolongerasSovereign,butasmagistrate。Thiswillseemcontrarytocurrentviews;butImustbegiventimetoexpoundmyown。
Itshouldbeseenfromtheforegoingthatwhatmakesthewillgeneralislessthenumberofvotersthanthecommoninterestunitingthem;for,underthissystem,eachnecessarilysubmitstotheconditionsheimposesonothers:andthisadmirableagreementbetweeninterestandjusticegivestothecommondeliberationsanequitablecharacterwhichatoncevanisheswhenanyparticularquestionisdiscussed,intheabsenceofacommoninteresttouniteandidentifytherulingofthejudgewiththatoftheparty。
Fromwhateversideweapproachourprinciple,wereachthesameconclusion,thatthesocialcompactsetsupamongthecitizensanequalityofsuchakind,thattheyallbindthemselvestoobservethesameconditionsandshouldthereforeallenjoythesamerights。Thus,fromtheverynatureofthecompact,everyactofSovereignty,i。e。,everyauthenticactofthegeneralwill,bindsorfavoursallthecitizensequally;sothattheSovereignrecognisesonlythebodyofthenation,anddrawsnodistinctionsbetweenthoseofwhomitismadeup。What,then,strictlyspeaking,isanactofSovereignty?Itisnotaconventionbetweenasuperiorandaninferior,butaconventionbetweenthebodyandeachofitsmembers。Itislegitimate,becausebasedonthesocialcontract,andequitable,becausecommontoall;useful,becauseitcanhavenootherobjectthanthegeneralgood,andstable,becauseguaranteedbythepublicforceandthesupremepower。Solongasthesubjectshavetosubmitonlytoconventionsofthissort,theyobeyno-onebuttheirownwill;andtoaskhowfartherespectiverightsoftheSovereignandthecitizensextend,istoaskuptowhatpointthelattercanenterintoundertakingswiththemselves,eachwithall,andallwitheach。
Wecanseefromthisthatthesovereignpower,absolute,sacredandinviolableasitis,doesnotandcannotexceedthelimitsofgeneralconventions,andthateverymanmaydisposeatwillofsuchgoodsandlibertyastheseconventionsleavehim;sothattheSovereignneverhasarighttolaymorechargesononesubjectthanonanother,because,inthatcase,thequestionbecomesparticular,andceasestobewithinitscompetency。
Whenthesedistinctionshaveoncebeenadmitted,itisseentobesountruethatthereis,inthesocialcontract,anyrealrenunciationonthepartoftheindividuals,thatthepositioninwhichtheyfindthemselvesasaresultofthecontractisreallypreferabletothatinwhichtheywerebefore。Insteadofarenunciation,theyhavemadeanadvantageousexchange:insteadofanuncertainandprecariouswayoflivingtheyhavegotonethatisbetterandmoresecure;insteadofnaturalindependencetheyhavegotliberty,insteadofthepowertoharmotherssecurityforthemselves,andinsteadoftheirstrength,whichothersmightovercome,arightwhichsocialunionmakesinvincible。Theirverylife,whichtheyhavedevotedtotheState,isbyitconstantlyprotected;andwhentheyriskitintheState’sdefence,whatmorearetheydoingthangivingbackwhattheyhavereceivedfromit?Whataretheydoingthattheywouldnotdomoreoftenandwithgreaterdangerinthestateofnature,inwhichtheywouldinevitablyhavetofightbattlesattheperiloftheirlivesindefenceofthatwhichisthemeansoftheirpreservation?Allhaveindeedtofightwhentheircountryneedsthem;butthennoonehasevertofightforhimself。Dowenotgainsomethingbyrunning,onbehalfofwhatgivesusoursecurity,onlysomeoftherisksweshouldhavetorunforourselves,assoonaswelostit?5。THERIGHTOFLIFEANDDEATHTHEquestionisoftenaskedhowindividuals,havingnorighttodisposeoftheirownlives,cantransfertotheSovereignarightwhichtheydonotpossess。Thedifficultyofansweringthisquestionseemstometolieinitsbeingwronglystated。Everymanhasarighttoriskhisownlifeinordertopreserveit。Hasiteverbeensaidthatamanwhothrowshimselfoutofthewindowtoescapefromafireisguiltyofsuicide?Hassuchacrimeeverbeenlaidtothechargeofhimwhoperishesinastormbecause,whenhewentonboard,heknewofthedanger?
Thesocialtreatyhasforitsendthepreservationofthecontractingparties。Hewhowillstheendwillsthemeansalso,andthemeansmustinvolvesomerisks,andevensomelosses。Hewhowishestopreservehislifeatothers’expenseshouldalso,whenitisnecessary,bereadytogiveitupfortheirsake。Furthermore,thecitizenisnolongerthejudgeofthedangerstowhichthelaw-desireshimtoexposehimself;andwhentheprincesaystohim:"ItisexpedientfortheStatethatyoushoulddie,"heoughttodie,becauseitisonlyonthatconditionthathehasbeenlivinginsecurityuptothepresent,andbecausehislifeisnolongeramerebountyofnature,butagiftmadeconditionallybytheState。
Thedeath-penaltyinflicteduponcriminalsmaybelookedoninmuchthesamelight:itisinorderthatwemaynotfallvictimstoanassassinthatweconsenttodieifweourselvesturnassassins。Inthistreaty,sofarfromdisposingofourownlives,wethinkonlyofsecuringthem,anditisnottobeassumedthatanyofthepartiesthenexpectstogethanged。
Again,everymalefactor,byattackingsocialrights,becomesonforfeitarebelandatraitortohiscountry;byviolatingitslawsbeceasestobeamemberofit;heevenmakeswaruponit。InsuchacasethepreservationoftheStateisinconsistentwithhisown,andoneortheothermustperish;
inputtingtheguiltytodeath,weslaynotsomuchthecitizenasanenemy。
Thetrialandthejudgmentaretheproofsthathehasbrokenthesocialtreaty,andisinconsequencenolongeramemberoftheState。Since,then,hehasrecognisedhimselftobesuchbylivingthere,hemustberemovedbyexileasaviolatorofthecompact,orbydeathasapublicenemy;forsuchanenemyisnotamoralperson,butmerelyaman;andinsuchacasetherightofwaristokillthevanquished。
But,itwillbesaid,thecondemnationofacriminalisaparticularact。Iadmitit:butsuchcondemnationisnotafunctionoftheSovereign;
itisarighttheSovereigncanconferwithoutbeingableitselftoexertit。Allmyideasareconsistent,butIcannotexpoundthemallatonce。
Wemayaddthatfrequentpunishmentsarealwaysasignofweaknessorremissnessonthepartofthegovernment。Thereisnotasingleill-doerwhocouldnotbeturnedtosomegood。TheStatehasnorighttoputtodeath,evenforthesakeofmakinganexample,anyonewhomitcanleavealivewithoutdanger。
Therightofpardoningorexemptingtheguiltyfromapenaltyimposedbythelawandpronouncedbythejudgebelongsonlytotheauthoritywhichissuperiortobothjudgeandlaw,i。e。,theSovereign;eachitsrightinthismatterisfarfromclear,andthecasesforexercisingitareextremelyrare。Inawell-governedState,therearefewpunishments,notbecausetherearemanypardons,butbecausecriminalsarerare;itiswhenaStateisindecaythatthemultitudeofcrimesisaguaranteeofimpunity。UndertheRomanRepublic,neithertheSenatenortheConsulseverattemptedtopardon;eventhepeopleneverdidso,thoughitsometimesrevokeditsowndecision。Frequentpardonsmeanthatcrimewillsoonneedthemnolonger,andnoonecanhelpseeingwhitherthatleads。ButIfeelmyheartprotestingandrestrainingmypen;letusleavethesequestionstothejustmanwhohasneveroffended,andwouldhimselfstandinnoneedofpardon。6。LAWBYthesocialcompactwehavegiventhebodypoliticexistenceandlife;wehavenowbylegislationtogiveitmovementandwill。Fortheoriginalactbywhichthebodyisformedandunitedstillinnorespectdetermineswhatitoughttodoforitspreservation。
Whatiswellandinconformitywithorderissobythenatureofthingsandindependentlyofhumanconventions。AlljusticecomesfromGod,whoisitssolesource;butifweknewhowtoreceivesohighaninspiration,weshouldneedneithergovernmentnorlaws。Doubtless,thereisauniversaljusticeemanatingfromreasonalone;butthisjustice,tobeadmittedamongus,mustbemutual。Humanlyspeaking,indefaultofnaturalsanctions,thelawsofjusticeareineffectiveamongmen:theymerelymakeforthegoodofthewickedandtheundoingofthejust,whenthejustmanobservesthemtowardseverybodyandnobodyobservesthemtowardshim。Conventionsandlawsarethereforeneededtojoinrightstodutiesandreferjusticetoitsobject。Inthestateofnature,whereeverythingiscommon,IowenothingtohimwhomIhavepromisednothing;Irecogniseasbelongingtoothersonlywhatisofnousetome。Inthestateofsocietyallrightsarefixedbylaw,andthecasebecomesdifferent。
Butwhat,afterall,isalaw?Aslongasweremainsatisfiedwithattachingpurelymetaphysicalideastotheword,weshallgoonarguingwithoutarrivingatanunderstanding;andwhenwehavedefinedalawofnature,weshallbenonearerthedefinitionofalawoftheState。
Ihavealreadysaidthattherecanbenogeneralwilldirectedtoaparticularobject。SuchanobjectmustbeeitherwithinoroutsidetheState。Ifoutside,awillwhichisalientoitcannotbe,inrelationtoit,general;ifwithin,itispartoftheState,andinthatcasetherearisesarelationbetweenwholeandpartwhichmakesthemtwoseparatebeings,ofwhichthepartisone,andthewholeminustheparttheother。
Butthewholeminusapartcannotbethewhole;andwhilethisrelationpersists,therecanbenowhole,butonlytwounequalparts;anditfollowsthatthewillofoneisnolongerinanyrespectgeneralinrelationtotheother。
Butwhenthewholepeopledecreesforthewholepeople,itisconsideringonlyitself;andifarelationisthenformed,itisbetweentwoaspectsoftheentireobject,withouttherebeinganydivisionofthewhole。Inthatcasethematteraboutwhichthedecreeismadeis,likethedecreeingwill,general。ThisactiswhatIcallalaw。
WhenIsaythattheobjectoflawsisalwaysgeneral,Imeanthatlawconsiderssubjectsenmasseandactionsintheabstract,andneveraparticularpersonoraction。Thusthelawmayindeeddecreethatthereshallbeprivileges,butcannotconferthemonanybodybyname。Itmaysetupseveralclassesofcitizens,andevenlaydownthequalificationsformembershipoftheseclasses,butitcannotnominatesuchandsuchpersonsasbelongingtothem;itmayestablishamonarchicalgovernmentandhereditarysuccession,butitcannotchooseaking,ornominatearoyalfamily。Inaword,nofunctionwhichhasaparticularobjectbelongstothelegislativepower。
Onthisview,weatonceseethatitcannolongerbeaskedwhosebusinessitistomakelaws,sincetheyareactsofthegeneralwill;norwhethertheprinceisabovethelaw,sinceheisamemberoftheState;norwhetherthelawcanbeunjust,sincenooneisunjusttohimself;norhowwecanbebothfreeandsubjecttothelaws,sincetheyarebutregistersofourwills。
Weseefurtherthat,asthelawunitesuniversalityofwillwithuniversalityofobject,whataman,whoeverhebe,commandsofhisownmotioncannotbealaw;andevenwhattheSovereigncommandswithregardtoaparticularmatterisnonearerbeingalaw,butisadecree,anact,notofsovereignty,butofmagistracy。
Ithereforegivethename"Republic"toeveryStatethatisgovernedbylaws,nomatterwhattheformofitsadministrationmaybe:foronlyinsuchacasedoesthepublicinterestgovern,andtherespublicarankasareality。Everylegitimategovernmentisrepublican;10whatgovernmentisIwillexplainlateron。
Lawsare,properlyspeaking,onlytheconditionsofcivilassociation。
Thepeople,beingsubjecttothelaws,oughttobetheirauthor:theconditionsofthesocietyoughttoberegulatedsolelybythosewhocometogethertoformit。Buthowaretheytoregulatethem?Isittobebycommonagreement,byasuddeninspiration?Hasthebodypoliticanorgantodeclareitswill?
Whocangiveittheforesighttoformulateandannounceitsactsinadvance?
Orhowisittoannouncetheminthehourofneed?Howcanablindmultitude,whichoftendoesnotknowwhatitwills,becauseitrarelyknowswhatisgoodforit,carryoutforitselfsogreatanddifficultanenterpriseasasystemoflegislation?Ofitselfthepeoplewillsalwaysthegood,butofitselfitbynomeansalwaysseesit。Thegeneralwillisalwaysintheright,butthejudgmentwhichguidesitisnotalwaysenlightened。
Itmustbegottoseeobjectsastheyare,andsometimesastheyoughttoappeartoit;itmustbeshownthegoodroaditisinsearchof,securedfromtheseductiveinfluencesofindividualwills,taughttoseetimesandspacesasaseries,andmadetoweightheattractionsofpresentandsensibleadvantagesagainstthedangerofdistantandhiddenevils。Theindividualsseethegoodtheyreject;thepublicwillsthegooditdoesnotsee。Allstandequallyinneedofguidance。Theformermustbecompelledtobringtheirwillsintoconformitywiththeirreason;thelattermustbetaughttoknowwhatitwills。Ifthatisdone,publicenlightenmentleadstotheunionofunderstandingandwillinthesocialbody:thepartsaremadetoworkexactlytogether,andthewholeisraisedtoitshighestpower。Thismakesalegislatornecessary。7。THELEGISLATORINordertodiscovertherulesofsocietybestsuitedtonations,asuperiorintelligencebeholdingallthepassionsofmenwithoutexperiencinganyofthemwouldbeneeded。Thisintelligencewouldhavetobewhollyunrelatedtoournature,whileknowingitthroughandthrough;itshappinesswouldhavetobeindependentofus,andyetreadytooccupyitselfwithours;andlastly,itwouldhave,inthemarchoftime,tolookforwardtoadistantglory,and,workinginonecentury,tobeabletoenjoyinthenext。11Itwouldtakegodstogivemenlaws。
WhatCaligulaarguedfromthefacts,Plato,inthedialoguecalledthePoliticus,arguedindefiningthecivilorkinglyman,onthebasisofright。Butifgreatprincesarerare,howmuchmoresoaregreatlegislators?
Theformerhaveonlytofollowthepatternwhichthelatterhavetolaydown。Thelegislatoristheengineerwhoinventsthemachine,theprincemerelythemechanicwhosetsitupandmakesitgo。"Atthebirthofsocieties,"
saysMontesquieu,"therulersofRepublicsestablishinstitutions,andafterwardstheinstitutionsmouldtherulers。"12
Hewhodarestoundertakethemakingofapeople’sinstitutionsoughttofeelhimselfcapable,sotospeak,ofchanginghumannature,oftransformingeachindividual,whoisbyhimselfacompleteandsolitarywhole,intopartofagreaterwholefromwhichheinamannerreceiveshislifeandbeing;ofalteringman’sconstitutionforthepurposeofstrengtheningit;andofsubstitutingapartialandmoralexistenceforthephysicalandindependentexistencenaturehasconferredonusall。Hemust,inaword,takeawayfrommanhisownresourcesandgivehiminsteadnewonesalientohim,andincapableofbeingmadeuseofwithoutthehelpofothermen。Themorecompletelythesenaturalresourcesareannihilated,thegreaterandthemorelastingarethosewhichheacquires,andthemorestableandperfectthenewinstitutions;sothatifeachcitizenisnothingandcandonothingwithouttherest,andtheresourcesacquiredbythewholeareequalorsuperiortotheaggregateoftheresourcesofalltheindividuals,itmaybesaidthatlegislationisatthehighestpossiblepointofperfection。
ThelegislatoroccupiesineveryrespectanextraordinarypositionintheState。Ifheshoulddosobyreasonofhisgenius,hedoessonolessbyreasonofhisoffice,whichisneithermagistracy,norSovereignty。
Thisoffice,whichsetsuptheRepublic,nowhereentersintoitsconstitution;
itisanindividualandsuperiorfunction,whichhasnothingincommonwithhumanempire;forifhewhoholdscommandovermenoughtnottohavecommandoverthelaws,hewhohascommandoverthelawsoughtnotanymoretohaveitovermen;orelsehislawswouldbetheministersofhispassionsandwouldoftenmerelyservetoperpetuatehisinjustices:hisprivateaimswouldinevitablymarthesanctityofhiswork。
WhenLycurgusgavelawstohiscountry,hebeganbyresigningthethrone。
ItwasthecustomofmostGreektownstoentrusttheestablishmentoftheirlawstoforeigners。TheRepublicsofmodernItalyinmanycasesfollowedthisexample;Genevadidthesameandprofitedbyit。13Rome,whenitwasmostprosperous,sufferedarevivalofallthecrimesoftyranny,andwasbroughttothevergeofdestruction,becauseitputthelegislativeauthorityandthesovereignpowerintothesamehands。
Nevertheless,thedecemvirsthemselvesneverclaimedtherighttopassanylawmerelyontheirownauthority。"Nothingweproposetoyou,"theysaidtothepeople,"canpassintolawwithoutyourconsent。Romans,beyourselvestheauthorsofthelawswhicharetomakeyouhappy。"
He,therefore,whodrawsupthelawshas,orshouldhave,norightoflegislation,andthepeoplecannot,evenifitwishes,depriveitselfofthisincommunicableright,because,accordingtothefundamentalcompact,onlythegeneralwillcanbindtheindividuals,andtherecanbenoassurancethataparticularwillisinconformitywiththegeneralwill,untilithasbeenputtothefreevoteofthepeople。ThisIhavesaidalready;
butitisworthwhiletorepeatit。
Thusinthetaskoflegislationwefindtogethertwothingswhichappeartobeincompatible:anenterprisetoodifficultforhumanpowers,and,foritsexecution,anauthoritythatisnoauthority。
Thereisafurtherdifficultythatdeservesattention。Wisemen,iftheytrytospeaktheirlanguagetothecommonherdinsteadofitsown,cannotpossiblymakethemselvesunderstood。Thereareathousandkindsofideaswhichitisimpossibletotranslateintopopularlanguage。Conceptionsthataretoogeneralandobjectsthataretooremoteareequallyoutofitsrange:eachindividual,havingnotasteforanyotherplanofgovernmentthanthatwhichsuitshisparticularinterest,findsitdifficulttorealisetheadvantageshemighthopetodrawfromthecontinualprivationsgoodlawsimpose。Forayoungpeopletobeabletorelishsoundprinciplesofpoliticaltheoryandfollowthefundamentalrulesofstatecraft,theeffectwouldhavetobecomethecause;thesocialspirit,whichshouldbecreatedbytheseinstitutions,wouldhavetopresideovertheirveryfoundation;
andmenwouldhavetobebeforelawwhattheyshouldbecomebymeansoflaw。Thelegislatortherefore,beingunabletoappealtoeitherforceorreason,musthaverecoursetoanauthorityofadifferentorder,capableofconstrainingwithoutviolenceandpersuadingwithoutconvincing。
Thisiswhathas,inallages,compelledthefathersofnationstohaverecoursetodivineinterventionandcreditthegodswiththeirownwisdom,inorderthatthepeoples,submittingtothelawsoftheStateastothoseofnature,andrecognisingthesamepowerintheformationofthecityasinthatofman,mightobeyfreely,andbearwithdocilitytheyokeofthepublichappiness。
Thissublimereason,farabovetherangeofthecommonherd,isthatwhosedecisionsthelegislatorputsintothemouthoftheimmortals,inordertoconstrainbydivineauthoritythosewhomhumanprudencecouldnotmove。14Butitisnotanybodywhocanmakethegodsspeak,orgethimselfbelievedwhenheproclaimshimselftheirinterpreter。Thegreatsoulofthelegislatoristheonlymiraclethatcanprovehismission。Anymanmaygravetabletsofstone,orbuyanoracle,orfeignsecretintercoursewithsomedivinity,ortrainabirdtowhisperinhisear,orfindothervulgarwaysofimposingonthepeople。